A History of the Formation and Development of Russia



Rurik / Wikimedia Commons


Edited by Matthew A. McIntosh / 04.03.2018
Historian
Brewminate Editor-in-Chief



1 – The Princes of Rus

1.1 – Rurik and the Foundation of Rus’

1.1.1 – Rurik

Rurik (also spelled Riurik) was a Varangian chieftain who arrived in the Ladoga region in modern-day Russia in 862. He built the Holmgard settlement = near Novgorod in the 860s and founded the first significant dynasty in Russian history called the Rurik Dynasty. Rurik and his heirs also established a significant geographical and political formation known as Kievan Rus’, the first incarnation of modern Russia. The Rurik rulers continued to rule Russia into the 16th century and the mythology surrounding the man Rurik is often referred to as the official beginning of Russian history.

1.1.2 – Primary Chronicle

The identity of the mythic leader Rurik remains obscure and unknown. His original birthplace, family history, and titles are shrouded in mystery with very few historical clues. Some 19th-century scholars attempted to identify him as Rorik of Dorestad (a Viking-Age trading outpost situated in the northern part of modern-day Germany). However, no concrete evidence exists to confirm this particular origin story.

A page from the Primary Chronicle or The Tale of Bygone Years: This rare written document was created in the 12th century and provides the most promising clues as to the arrival of Rurik in Ladoga.

The debate also continues as to how Rurik came to control the Novgorod region. However, some clues are available from the Primary Chronicle. This document is also known as The Tale of Bygone Years and was compiled in Kiev around 1113 by the monk Nestor. It relates the history of Kievan Rus’ from 850 to 1110 with various updates and edits made throughout the 12th century by scholarly monks. It is difficult to untangle legend from fact, but this document provides the most promising clues regarding Rurik. The Primary Chroniclecontends the Varangians were a Viking group, most likely from Sweden or northern Germany, who controlled trade routes across northern Russia and tied together various cultures across Eurasia.

A monument celebrating the millennial anniversary of the arrival of Rurik in Russia: This modern interpretation of Rurik illustrates his powerful place in Russian history and lore.

The various tribal groups, including Chuds, Eastern Slavs, Merias, Veses, and Krivichs, along the northern trade routes near Novgorod often cooperated with the Varangian Rus’ leaders. But in the late 850s they rose up in rebellion, according to the Primary Chronicle. However, soon after this rebellion, the local tribes near the Novgorod region began to experience internal disorder and conflict. These events prompted local tribal leaders to invite Rurik and his Varangian leaders back to the region in 862 to reinstate peace and order. This moment in history is known as the Invitation of the Varangians and is commonly regarded as the starting point of official Russian history.

1.1.3 – Development of Kievan Rus’

According to legend, at the call of the local tribal leaders Rurik, along with his brothers Truvor and Sineus, founded the Holmgard settlement in Ladoga. This settlement is supposed to be at the site of modern-day Novgorod. However, newer archeological evidence suggests that Novgorod was not regularly settled until the 10th century, leading some to speculate that Holmgard refers to a smaller settlement just southeast of the city. The founding of Holmgard signaled a new era in Russian history and the three brothers became the famous founders of the first Rus’ ruling dynasty.

Kievan Rus’ in 1015: The expansion and shifting borders of Kievan Rus’ become apparent when looking at this map, which includes the two centers of power in Novgorod and Kiev.

Rurik died in 879 and his successor, Oleg, continued the Varangian Rus’ expansion in 882 by taking the southern city of Kiev from the Khasars and establishing the medieval state of Kievan Rus’. The capital officially moved to Kiev at this point. With this shift in power, there were two distinct capitals in Kievan Rus’, the northern seat of Novgorod and the southern center in Kiev. In Kievan Rus’ tradition, the heir apparent would oversee the northern site of Novgorod while the ruling Rus’ king stayed in Kiev. Over the next 100 years local tribes consolidated and unified under the Rurik Dynasty, although local fractures and cultural differences continued to play a significant role in the attempt to maintain order under Varangian rule.

1.2 – Vladimir I and Christianization

1.2.1 – Vladimir I

Vladimir I, also known as Vladimir the Great or Vladimir Sviatoslavich the Great, ruled Kievan Rus’ from 980 to 1015 and is famous for Christianizing this territory during his reign. Before he gained the throne in 980, he had been the Prince of Novgorod while his father, Sviatoslav of the Rurik Dynasty, ruled over Kiev. During his rule as the Prince of Novgorod in the 970s, and by the time Vladimir claimed power after his father’s death, he had consolidated power between modern-day Ukraine and the Baltic Sea. He also successfully bolstered his frontiers against incursions from Bulgarian, Baltic, and Eastern nomads during his reign.

1.2.2 – Early Myths of Christianization

The original Rus’ territory was comprised of hundreds of small towns and regions, each with its own beliefs and religious practices. Many of these practices were based on pagan and localized traditions. The first mention of any attempts to bring Christianity to Rus’ appears around 860. The Byzantine Patriarch Photius penned a letter in the year 867 that described the Rus’ region right after the Rus’-Byzantine War of 860. According to Photius, the people of the region appeared enthusiastic about the new religion and he claims to have sent a bishop to convert the population. However, this low-ranking official did not successfully convert the population of Rus’ and it would take another twenty years before a significant change in religious practices would come about.

The stories regarding these first Byzantine missions to Rus’ during the 860s vary greatly and there is no official record to substantiate the claims of the Byzantine patriarchs. Any local people in small villages who embraced Christian practices would have had to contend with fears of change from their neighbors.

1.2.3 – Vladimir I and His Rise to Power

The major player in the Christianization of the Rus’ world is traditionally considered Vladimir I. He was born in 958, the youngest of three sons, to the Rus’ king Sviatoslav. He ascended to the position of Prince of Novgorod around 969 while his oldest brother, Yaropolk, became the designated heir to the throne in Kiev. Sviatoslav died in 972, leaving behind a fragile political scene among his three sons. Vladimir was forced to flee to Scandinavia in 976 after Yaropolk murdered their brother Oleg and violently took control of Rus’.

Vladimir I: A Christian representation of Vladimir I, who was the first Rus’ leader to officially bring Christianity to the region.

Vladimir fled to his kinsman Haakon Sigurdsson, who ruled Norway at the time. Together they gathered an army with the intent to regain control of Rus’ and establish Vladimir as the ruler. In 978, Vladimir returned to Kievan Rus’ and successfully recaptured the territory. He also slew his brother Yaropolk in Kiev in the name of treason and, in turn, became the ruler of all of Kievan Rus’.

1.2.4 – Constantinople and Conversion

Vladimir spent the next decade expanding his holdings, bolstering his military might, and establishing stronger borders against outside invasions. He also remained a practicing pagan during these first years of his rule. He continued to build shrines to pagan gods, traveled with multiple wives and concubines, and most likely continued to promote the worship of the thunder god Perun. However, the Primary Chronicle (one of the few written documents about this time) states that in 987 Vladimir decided to send envoys to investigate the various religions neighboring Kievan Rus’.

According to the limited documentation from the time, the envoys that came back from Constantinople reported that the festivities and the presence of God in the Christian Orthodox faith were more beautiful than anything they had ever seen, convincing Vladimir of his future religion.

Another version of events claims that Basil II of Byzantine needed a military and political ally in the face of a local uprising near Constantinople. In this version of the story, Vladimir demanded a royal marriage in return for his military help. He also announced he would Christianize Kievan Rus’ if he was offered a desirable marriage tie. In either version of events, Vladimir vied for the hand of Anna, the sister of the ruling Byzantine emperor, Basil II. In order to marry her he was baptized in the Orthodox faith with the name Basil, a nod to his future brother-in-law.

17th-century Church of the Tithes: The original stone Church of the Tithes collapsed from fire and sacking in the 12th century. However, two later versions were erected and destroyed in the 17th and 19th centuries.

He returned to Kiev with his bride in 988 and proceeded to destroy all pagan temples and monuments. He also built the first stone church in Kiev named the Church of the Tithes starting in 989. These moves confirmed a deep political alliance between the Byzantine Empire and Rus’ for years to come.

1.2.5 – Baptism of Kiev

On his return in 988, Vladimir baptized his twelve sons and many boyarsin official recognition of the new faith. He also sent out a message to all residents of Kiev, both rich and poor, to appear at the Dnieper River the following day. The next day the residents of Kiev who appeared were baptized in the river while Orthodox priests prayed. This event became known as the Baptism of Kiev.

Monument of Saint Vladimir in Kiev: This statue sits close to the site of the original Baptism of Kiev.

Pagan uprisings continued throughout Kievan Rus’ for at least another century. Many local populations violently rejected the new religion and a particularly brutal uprising occurred in Novgorod in 1071. However, Vladimir became a symbol of the Russian Orthodox religion, and when he died in 1015 his body parts were distributed throughout the country to serve as holy relics.

1.3 – Yaroslav the Wise

1.3.1 – Introduction

Yaroslav the Wise was the Grand Prince of Kiev from 1016 until his death in 1954. He was also vice-regent of Novgorod from 1010 to 1015 before his father, Vladimir the Great, died. During his reign he was known for spreading Christianity to the people of Rus’, founding the first monasteries in the country, encouraging foreign alliances, and translating Greek texts in Church Slavonic. He also created some of the first legal codes in Kievan Rus’. These accomplishments during his lengthy rule granted him the title of Yaroslav the Wise in early chronicles of his life, and his legacy endures in both political and religious Russian history.

1.3.2 – Youth and Rise to Power

Yaroslav was the son of the Varangian Grand Prince Vladimir the Great and most likely his second son with Rogneda of Polotsk. His youth remains shrouded in mystery. Evidence from the Primary Chronicle and examination of his skeleton suggests he is one of the youngest sons of Vladimir, and possibly a son from a different mother. He was most likely born around the year 978.

Facial reconstruction of Yaroslav I by Mikhail Gerasimov

He was set as vice-regent of Novgorod in 1010, as befitted a senior heir to the throne. In this same time period Vladimir the Great granted the Kievan throne to his younger son, Boris. Relations were strained in this family. Yaroslav refused to pay Novgorodian tribute to Kiev in 1014, and only Vladimir’s death in 1015 prevented a severe war between these two regions. However, the next few years were spent in a bitter civil war between the brothers. Yarsolav was vying for the seat in Kiev against his brother Sviatopolk I, who was supported by Duke Boleslaw I of Chrobry. In the ensuing years of carnage, three of his brothers were murdered (Boris, Gleb, and Svyatoslav). Yaroslav won the first battle at Kiev against Sviatopolk in 1016 and Sviatopolk was forced to flee to Poland.

After this significant triumph Yaroslav’s ascent to greatness began, and he granted freedoms and privileges to the Novgorod Republic, who had
helped him gain the Kievan throne. These first steps also most likely led to the first legal code in Kievan Rus’ under Yaroslav. He was chronicled as Yaroslav the Wise in retellings of these events because of his even-handed dealing with the wars, but it is highly possible he was involved in the murder of his brothers and other gruesome acts of war.

1.3.3 – Wise Reign

Saint Sophia Cathedral in Kiev: This iconic cathedral fell into disrepair and was almost destroyed during the Soviet era, but it was saved and restored to its former glory.

The civil war did not completely end in 1016. Sviatopolk returned in 1018 and retook Kiev. However, Varangian and Novgorodian troops recaptured the capital and Sviatopolk fled to the West never to return. Another fraternal conflict arose in 1024 when another brother of Yaroslav’s, Mstislav of Chernigov, attempted to capture Kiev. After this conflict, the brothers split the Kievan Rus’ holdings, with Mstislav ruling over the region left of the Dnieper River.

Yaroslav the Wise was instrumental in defending borders and expanding the holdings of Kievan Rus’. He protected the southern borders from nomadic tribes, such as the Pechenegs, by constructing a line of military forts. He also successfully laid claim to Chersonesus in the Crimea and came to a peaceful agreement with the Byzantine Empire after many years of conflict and disagreements over land holdings.

Golden Gate of Kiev in 2016: This important monument was one of the great architectural accomplishments created under Yaroslav the Wise, and now features a monument to the ruler, seen in the foreground.

Yaroslav the Wise garnered his thoughtful reputation due to his prolific years in power. He was a ruler that loved literature, religion, and the written language. His many accomplishments included:

  • Building the Saint Sophia Cathedral and the first monasteries in Russia, named Saint George and Saint Irene.
  • Founding a library and a school at the Saint Sophia Cathedral and encouraging the translation of Greek texts into Church Slavonic.
  • Developing a more established hierarchy within the Russian Orthodox Church, including a statute outlining the rights of the clergy and establishing the sobor of bishops.
  • Beautifying Kiev with elements of design taken from the Byzantine Empire, including the Golden Gate of Kiev.
  • Compiling the first book of laws in Kievan Rus’, called the Pravda Yaroslava. This first compilation set down clear laws that reflected the feudal landscape of the 11th century. This initial legal code would live on and be refined into the Russkaya Pravda in the 12th century.
  • Establishing primogeniture, which meant that his eldest son would succeed him as Grand Prince over Novgorod and Kiev, hoping that future conflict between his children would be avoided.

1.3.4 – Family and Death

Yaroslav married Ingegerd Olofsdotter, the daughter of the king of Sweden, in 1019. He had many sons and encouraged them to remain on good terms, after all the years of warfare and bloodshed with his own brothers. He also married three of his daughters to European royalty. Elizabeth, Anna, and Anastasia married Harald III of Norway, Henry I of France, and Andrew I of Hungary respectively. These marriages forged powerful alliances with European states.

Daughters of Yaroslav the Wise: This 11th-century fresco in Saint Sophia’s Cathedral shows four of Yaroslav’s daughter, probably Anne, Anastasia, Elizabeth, and Agatha.

The Grand Prince Yaroslav I died in 1054 and was buried in Saint Sophia’s Cathedral. His expansion of culture and military might, along with his unification of Kievan Rus’, left a powerful impression on Russian history. Many towns and monuments remain dedicated to this leader.

1.4 – The Mongol Threat

The Mongol Empire expanded its holdings in the 13th century and established its rule over most of the major Kievan Rus’ principalities after brutal military invasions over the course of many years.

1.4.1 – Mongol Invasion

The Mongol invasion of the Kievan Rus’ principalities began in 1223 at the Battle of the Kalka River. However, the Mongol armies ended up focusing their military might on other regions after this bloody meeting, only to return in 1237. For the next three years the Mongol forces took over the major princely cities of Kievan Rus’ and finally forced most principalities to submit to foreign rule and taxation. Rus’ became part of what is known as the Golden Horde, the western extension of the Mongol Empire located in the eastern Slavic region. Some of the new taxes and rules of law lasted until 1480 and had a lasting impact on the shape and character of modern Russia.

1.4.2 – Fragmented Kievan Rus’

The principalities of Kievan Rus’ at its height, 1054-1132: The princely regions were relatively unified into the 12th century but slowly separated and became more localized as fights over regions and power among the nobility continued.

After the end of the unifying reign of Yaroslav the Wise, Kievan Rus’ became fragmented and power was focused on smaller polities. The great ruler’s death in 1054 brought about major power struggles between his sons and princes in outlying provinces. By the 12th century, after years of fighting amongst the princes, power was centered around smaller principalities. This unsettled trend left Kievan Rus’ much more fragmented. Power was passed down to the eldest in the local ruling dynasty and cities were responsible for their own defenses. The Byzantine Empire was also facing major upheaval, which meant a central Russian ally and trading partner was weakened, which, in turn, weakened the strength and wealth of Kievan Rus’.

1.4.3 – Invasion Continued

The already fragile alliances between the smaller Rus’ principalities faced further tension when the nomadic invaders, the Mongols, arrived on the scene during this fractured era. These invaders originated on the steppes of central Asia and were unified under the infamous warrior and leader Genghis Khan. The Mongols began to expand their power across the continent. The Battle of the Kalka River in 1223 initiated the first attempt of the Mongol forces to capture Kievan Rus’. It was a bloody battle that ended with the execution of Mstislav of Kiev executed the Kievan forces greatly weakened. The Mongols were superior in their military tactics and stretched the Rus’ forces considerably, however after executing the Kievan prince, the forces went back to Asia to rejoin Genghis Khan. However, the Mongol threat was far from over, and they returned in 1237.

The Sacking of Suzdal in 1238 by Batu Khan: This 16th-century depiction of the Mongol invasion highlights the bloodshed and military might of the invaders.

Over the course of the years 1237 and 1238, the Mongol leader, Batu Khan, led his 35,000 mounted archers to burn down Moscow and Kolomna. Then he split his army into smaller units that tackled the princely polities one at a time. Only Novgorod and Pskov were spared major destruction during this time. Refugees from the southern principalities, where destruction was widespread and devastating, were forced to flee to the harsh northern forests, where good soil and resources were scarce. The final victory for Batu Khan came in December 1240 when he stormed the great capital of Kiev and prevailed.

1.4.4 – Tatar Rule and the Golden Horde

A map of the Mongol Empire as it expanded: This illustration shows the rapid expansion of the Mongol Empire as it traveled west into what became known as the Golden Horde.

The Mongols, also known as the Tatars, built their new capital, Sarai, in the south along the Volga River. All the major principalities, such as Novgorod, Smolensk, and Pskov, submitted to Mongol rule. The age of this economic and cultural rule is often called the Tatar yoke, but over the course of 200 years, it was a relatively peaceful rule. The Tatars followed in the footsteps of Genghis Khan and refrained from settling the entire region or forcing local populations to adopt specific religious or cultural traditions. However, Rus’ principalities paid tribute and taxes to the Mongol rulers regularly, under the umbrella of the Golden Horde (the western portion of the Mongol Empire). Around 1259 this tribute was organized into a census that was enforced by the locals Rus’ princes on a regular schedule, collected, and taken to the capital of Sarai for the Mongol leaders.

1.4.5 – Effects of Mongol Rule

Despite the fact that the established Tatar rule was relatively peaceful, demanding taxation and the devastation from years of invasion left many major cities in disrepair for decades. It took years to rebuild Kiev and Pskov. However, Novgorod continued to flourish and the relatively new city centers of the Moscow and Tver began to prosper. Another downside to the Tatar presence was the continued threat of invasion and destruction, which happened sporadically during their presence. Each new military invasion meant heavy tolls on the local population and years of reconstruction.

Culturally, the Mongol rule brought about major shifts during the first century of their presence. Extensive postal road systems, military organization, and powerful dynasties were established by Tatar alliances. Capital punishment and torture also became more widespread during the years of Tatar rule. Some noblemen also changed their names and adopted the Tatar language, bringing about a shift in the aesthetic, linguistic, and cultural ties of Russia life. Many scholars also note that the Mongol rule was a major cause of the division of East Slavic people in Rus’ into three distinctive modern-day nations, Russia, Ukraine, and Belarus.

1.5 – Ivan I and the Rise of Moscow

1.5.1 – Background

Moscow was only a small trading outpost in the principality of Vladimir-Suzdal in Kievan Rus’ before the invasion of Mongol forces during the 13th century. However, due to the unstable environment of the Golden Horde, and the deft leadership of Ivan I at a critical time during the 13th century, Moscow became a safe haven of prosperity during his reign. It also became the new seat of power of the Russian Orthodox Church.

1.5.2 – Ivan I

Ivan I (also known as Ivan Kalita) was born around 1288 to the Prince of Moscow, Daniil Aleksandrovich. He was born during a time of devastation and upheaval in Rus’. Kiev had been overtaken by the invading Mongol forces in 1240, and most of the Rus’ principalities had been absorbed into the Golden Horde of the Mongol Empire by the time Ivan was born. He ascended to the seat of Prince of Moscow after the death of his father, and then the death of his older brother Yury.

Ivan I: He was born around 1288 and died in either 1340 or 1341, still holding the title of Grand Prince of Vladimir.

Ivan I stepped into a role that had already been expanded by his predecessors. Both his older brother and his father had captured nearby lands, including Kolomna and Mozhaisk. Yury had also made a successful alliance with the Mongol leader Uzbeg Khan and married his sister, securing more power and advantages within the hierarchy of the Golden Horde.

Ivan I continued the family tradition and petitioned the leaders of the Golden Horde to gain the seat of Grand Prince of Vladimir. His other three rivals, all princes of Tver, had previously been granted the title in prior years. However they were all subsequently deprived of the title and all three aspiring princes also eventually ended up murdered. Ivan I, on the other hand, garnered the title from Khan Muhammad Ozbeg in 1328. This new title, which he kept until his death around 1340, meant he could collect taxes from the Russian lands as a ruling prince and position his tiny city as a major player in the Vladimir region.

1.5.3 – Moscow’s Rise

During this time of upheaval, the tiny outpost of Moscow had multiple advantages that repositioned this town and set it up for future prosperity under Ivan I. Three major contributing factors helped Ivan I relocate power to this area:

  • It was situated in between other major principalities on the east and west so it was often protected from the more devastating invasions.
  • This relative safety, compared to Tver and Ryazan, for example, started to bring in tax-paying citizens who wanted a safe place to build a home and earn a livelihood.
  • Finally, Moscow was set up perfectly along the trade route from Novgorod to the Volga River, giving it an economic advantage from the start.

Ivan I also spurred on the growth of Moscow by actively recruiting people to move to the region. Inaddition, he bought the freedom of people who had been captured by the extensive Mongol raids. These recruits further bolstered the population of Moscow. Finally, he focused his attention on establishing peace and routing out thieves and raiding parties in the region, making for a safe and calm metaphorical island in a storm of unsettled political and military upsets.

Kievan Rus’ 1220-1240: This map illustrates the power dynamics at play during the 13th century shortly before Ivan I was born. Sarai, the capital of the Golden Horde, sat to the southeast, while Moscow (not visible on this map) was tucked up in the northern forests of Vladimir-Suzdal.

Ivan I knew that the peace of his region depended upon keeping up an alliance with the Golden Horde, which he did faithfully. Moscow’s increased wealth during this era also allowed him to loan money to neighboring principalities. These regions then became indebted to Moscow, bolstering its political and financial position.

In addition, a few neighboring cities and villages were subsumed into Moscow during the 1320s and 1330s, including Uglich, Belozero, and Galich. These shifts slowly transformed the tiny trading outpost into a bustling city center in the northern forests of what was once Kievan Rus’.

1.5.4 – Russian Orthodox Church and the Center of Moscow

Ivan I committed some of Moscow’s new wealth to building a splendid city center and creating an iconic religious setting. He built stone churches in the center of Moscow with his newly gained wealth. Ivan I also tempted one of the most important religious leaders in Rus’, the Orthodox Metropolitan Peter, to the city of Moscow. Before the rule of the Golden Horde the original Russian Orthodox Church was based in Kiev. After years of devastation, Metropolitan Peter transferred the seat of power to Moscow where a new Renaissance of culture was blossoming. This perfectly timed transformation of Moscow coincided with the decades of devastation in Kiev, effectively transferring power to the north once again.

Peter of Moscow and scenes from his life as depicted in a 15th-century icon: This religious leader helped bring cultural power to Moscow by moving the seat of the Russian Orthodox Church there during Ivan I’s reign.

One of the most lasting accomplishments of Ivan I was to petition the Khan based in Sarai to designate his son, who would become Simeon the Proud, as the heir to the title of Grand Prince of Vladimir. This agreement a line of succession that meant the ruling head of Moscow would almost always hold power over the principality of Vladimir, ensuring Moscow held a powerful position for decades to come.

2 – The Grand Duchy of Moscow

2.1 – The Formation of Russia

Ivan III became Grand Prince of Moscow in 1462 and proceeded to refuse the Tatar yoke, collect surrounding lands, and consolidate political power around Moscow. His son, Vasili III, continued in his footsteps marking an era known as the “Gathering of the Russian Lands.”

2.1.1 – Gathering of the Russian Lands

Ivan III was the first Muscovite prince to consolidate Moscow’s position of power and successfully incorporate the rival cities of Tver and Novgorod under the umbrella of Moscow’s rule. These shifts in power in the Northern provinces created the first semblance of a “Russian” state (though that name would not be utilized for another century). Ivan the Great was also the first Rus’ prince to style himself a Tsar, thereby setting up a strong start for his successor son, Vasili III. Between the two leaders, what would become known as the “Gathering of the Russian Lands” would occur and begin a new era of Russian history after the Mongol Empire’s Golden Horde.

2.1.2 – Ivan III and the End of the Golden Horde

Ivan III Vasilyevich, also known as Ivan the Great, was born in Moscow in 1440 and became Grand Prince of Moscow in 1462. He ruled from this seat of power until his death in 1505. He came into power when Moscow had many economic and cultural advantages in the norther provinces. His predecessors had expanded Moscow’s holdings from a mere 600 miles to 15,000. The seat of the Russian Orthodox Church was also centered in Moscow starting in the 14th century. In addition, Moscow had long been a loyal ally to the ruling Mongol Empire and had an optimal position along major trade routes between Novgorod and the Volga River.

Ivan III: He held the title of Grand Prince of Moscow between 1462 and 1505.

However, one of Ivan the Great’s most substantial accomplishments was refusing the Tatar yoke (as the Mongol Empire’s stranglehold on Rus’ lands has been called) in 1476. Moscow refused to pay its normal Golden Horde taxes starting in that year, which spurred Khan Ahmed to wage war against the city in 1480. It took a number of months before the Khan retreated back to the steppe. During the following year, internal fractures within the Mongol Empire greatly weakened the hold of Mongol rulers on the northeastern Rus’ lands, which effectively freed Moscow from its old duties.

2.1.3 – Moscow’s Land Grab

The other major political change that Ivan III instigated was a major consolidation of power in the northern principalities, often called the  “Gathering of the Russian Lands.” Moscow’s primary rival, Novgorod, became Ivan the Great’s first order of business. The two grand cities had been locked in dispute for over a century, but Ivan III waged a harsh war that forced Novgorod to cede its land to Moscow after many uprisings and attempted alliances between Novgorod and Lithuania. The official state document accepting Moscow’s rule was signed by Archbishop Feofil of Novgorod in 1478. Any revolts that arose out of Novgorod over the next decade were swiftly put down and any disobedient Novgorodian royal family members were removed to Moscow or other outposts to discourage further outbursts.

In addition to capturing his greatest rival city, Ivan III also collected his four brothers’ local lands over the course of his rule, further expanding and consolidating the land under the power of the Grand Prince of Moscow. Ivan III also levied his political, economic, and military might over the course of his reign to gain control of Yaroslavl, Rostov, Tver, and Vyatka, forming one of the most unified political formations in the region since Vladimir the Great. This new political formation was in contrast to centuries of local princes ruling over their regions relatively autonomously.

Palace of Facets pillar: This decadent pillar resides in the Palace of Facets built by Italian architects in stone in the mostly wooden Moscow Kremlin. This banquet hall was only one of many major architectural feats Ivan III built during his reign in Moscow.

Ivan the Great also greatly shaped the future of the Rus’ lands. These major shifts included:

  • Styling himself the “Tsar and Autocrat” in Byzantine style, essentially stepping into the new leadership position in Orthodoxy after the fall of the Byzantine Empire. These changes also occurred after he married Sophia Paleologue of Constantinople, who had brought court and religious rituals from the Byzantine Empire.
  • He stripped the boyars of theirlocalized and state power and essentially created a sovereign state that paid homage to Moscow.
  • He oversaw the creation of a new legal code, called Muscovite Sudebnik in 1497, which further consolidated his place as the highest ruler of the northern Rus’ lands and instated harsh penalties for disobedience, sacrilege, or attempts to undermine the crown.
  • The princes of formerly powerful principalities now under Moscow’s rule were placed in the role of service nobility, rather than sovereign rulers as they once were.
  • Ivan III’s power was partly due to his alliance with Russian Orthodoxy, which created an atmosphere of anti-Catholicism and stifled the chance to build more powerful western alliances.

2.1.4 – Vasili III

Vasili III was the son of Sophia Paleologue and Ivan the Great and the Grand Prince of Moscow from 1505 to 1533. He followed in his father’s footsteps and continued to expand Moscow’s landholdings and political clout. He annexed, Pskov, Volokolamsk, Ryazan, and Novgorod-Seversky during his reign. His most spectacular grab for power was his capture of Smolensk, the great stronghold of Lithuania. He utilized a rebellious ally in the form of the Lithuanian prince Mikhail Glinski to gain this major victory.

Vasili III: This piece was created by a contemporary artist and depicts Vasili III as a scholar and leader.

Vasili III also followed in his father’s oppressive footsteps. He utilized alliances with the Orthodox Church to put down any rebellions or feudal disputes. He limited the power of the boyars and the once-powerful Rurikid dynasties in newly conquered provinces. He also increased the gentry’s landholdings, once more consolidating power around Moscow. In general, Vasili III’s reign was marked by an oppressive atmosphere; he carried out harsh penalties for speaking out against the power structure or showing the slightest disobedience to the crown.

2.2 – Ivan the Terrible

Ivan IV, or Ivan the Terrible, reigned from 1547 to 1584 and became the first tsar of Russia. His reign was punctuated with severe oppression and cultural and political expansion, leaving behind a complex legacy.

2.2.1 – Overview

Ivan IV Vasileyevich is widely known as Ivan the Terrible or Ivan the Fearsome. He was the Grand Prince of Moscow from 1533 to 1547 and reigned as the “Tsar of all the Russias” from 1547 until he died in 1584. His complex years in power precipitated military conquests, including Kazan and Astrakhan, that changed the shape and demographic character of Russia forever. He also reshaped the political formation of the Russian state, oversaw a cultural Renaissance in Russia, and shifted power to the head of state, the tsar, a title that had never before been given to a prince in the Rus’ lands.

2.2.2 – Rise to Power

18th-century portrait of Ivan IV: Images of Ivan IV often display a prominent brow and a frowning mouth.

Ivan IV was born in 1530 to Vasili III and Elena Glinskaya. He was three when he was named the Grand Prince of Moscow after his father’s death. Some say his years as the child vice-regent of Moscow under manipulative boyar powers shaped his views for life. In 1547, at the age of sixteen, he was crowned “Tsar of All the Russias” and was the first person to be coronated with that title. This title claimed the heritage of Kievan Rus’ while firmly establishing a new unified Russian state. He also married Anastasia Romanovna, which tied him to the powerful Romanov family.

2.2.3 – Domestic Innovations and Changes

St. Basil’s Cathedral: This iconic structure was one cultural accomplishment created under Ivan IV’s rule.

Despite Ivan IV’s reputation as a paranoid and moody ruler, he also contributed to the cultural and political shifts that would shape Russia for centuries. Among these initial changes in relatively peaceful times he:

  • Revised the law code, the Sudebnik of 1550, which initiated a standing army, known as the streltsy. This army would help him in future military conquests.
  • Developed the Zemsky Sobor, a Russian parliament, along with the council of the nobles, known as the Chosen Council.
  • Regulated the Church more effectively with the Council of the Hundred Chapters, which regulated Church traditions and the hierarchy.
  • Established the Moscow Print Yard in 1553 and brought the first printing press to Russia.
  • Oversaw the construction of St. Basil’s Cathedral in Moscow.

2.2.4 – Oprichnina and Absolute Monarchy

The 1560s were difficult with Russia facing drought and famine, along with a number of Tatar invasions, and a sea-trading blockade from the Swedes and Poles. Ivan IV’s wife, Anastasia, was also likely poisoned and died in 1560, leaving Ivan shaken and, some sources say, mentally unstable. Ivan IV threatened to abdicate and fled from Moscow in 1564. However, a group of boyars went to beg Ivan to return in order to keep the peace. Ivan agreed to return with the understanding he would be granted absolute power and then instituted what is known as the oprichnina.

1911 painting by Apollinary Vasnetsov: This painting represents people fleeing from the Oprichniki, the secret service and military oppressors of Ivan IV’s reign.

This agreement changed the way the Russian state worked and began an era of oppression, executions, and state surveillance. It split the Russian lands into two distinct spheres, with the northern region around the former Novgorod Republic placed under the absolute power of Ivan IV. The boyar council oversaw the rest of the Russian lands. This new proclamation also started a wave of persecution and against the boyars. Ivan IV executed, exiled, or forcibly removed hundreds of boyars from power, solidifying his legacy as a paranoid and unstable ruler.

2.2.5 – Military Conquests and Foreign Relations

Ivan IV’s throne: This decadent throne mirrors Ivan the Terrible’s love of power and opulence.

Ivan IV established a powerful trade agreement with England and even asked for asylum, should he need it in his fights with the boyars, from Elizabeth I. However, Ivan IV’s greatest legacy remains his conquests, which reshaped Russia and pushed back Tatar powers who had been dominating and invading the region for centuries.

His first conquest was the Kazan Khanate, which had been raiding the northeast region of Russia for decades. This territory sits in modern-day Tatarstan. A faction of Russian supporters were already rising up in the region but Ivan IV led his army of 150,000 to battle in June of 1552. After months of siege and blocking Kazan’s water supply, the city fell in October. The conquest of the entire Kazan Khanate reshaped relations between the nomadic people and the Russian state. It also created a more diverse population under the fold of the Russian state and the Church.

Ivan IV also embarked on the Livonian War, which lasted 24 years. The war pitted Russia against the Swedish Empire, the Polish-Lithuanian Commonwealth, and Poland. The Polish leader, Stefan Batory, was an ally of the Ottoman Empire in the south, which was also in a tug-of-war with Russia over territory. These two powerful entities on each edge of Russian lands, and the prolonged wars, left the economy in Moscow strained and Russian resources scarce in the 1570s.

Ivan IV also oversaw two decisive territorial victories during his reign. The first was the defeat of the Crimean horde, which meant the southern lands were once again under Russian leadership. The second expansion of Russian territory was headed by Cossack leader Yermak Timofeyevich. He led expeditions into Siberian territories that had never been under Russian rule. Between 1577 and 1580 many new Siberian regions had reached agreements with Russian leaders, allowing Ivan IV to style himself “Tsar of Siberia” in his last years.

2.2.6 – Madness and Legacy

Ivan IV left behind a compelling and contradictory legacy. Even his nickname “terrible” is a source for confusion. In Russian the word grozny means “awesome,” “powerful” or “thundering,” rather than “terrible” or “mad.” However, Ivan IV often behaved in ruthless and paranoid ways that favors the less flattering interpretation. He persecuted the long-ruling boyars and often accused people of attempting to murder him (which makes some sense when you look at his family’s history). His often reckless foreign policies, such as the drawn out Livonian War, left the economy unstable and fertile lands a wreck. Legend also suggests he murdered his son Ivan Ivanovich, whom he had groomed for the throne, in 1581, leaving the throne to his childless son Feodor Ivanovich. However, his dedication to culture and innovation reshaped Russia and solidified its place in the East.

2.3 – The Time of Troubles

2.3.1 – Introduction

The Time of Troubles occurred between 1598 and 1613 and was caused by severe famine, prolonged dynastic disputes, and outside invasions from Poland and Sweden. The worst of it ended with the coronation of Michael I in 1613.

This was an era of Russian history dominated by a dynastic crisis and exacerbated by ongoing wars with Poland and Sweden, as well as a devastating famine. It began with the death of the childless last Russian Tsar of the Rurik Dynasty, Feodor Ivanovich, in 1598 and continued until the establishment of the Romanov Dynasty in 1613. It took another six years to end two of the wars that had started during the Time of Troubles, including the Dymitriads against the Polish-Lithuanian Commonwealth.

2.3.2 – Famine and Unrest

At the death of Feodor Ivanovich, the last Rurikid Tsar, in 1598, his brother-in-law and trusted advisor, Boris Godunov, was elected his successor by the Zemsky Sobor (Great National Assembly). Godunov was a leading boyar and had accomplished a great deal under the reign of the mentally-challenged and childless Feodor. However, his position as a boyar caused unrest among the Romanov clan who saw it as an affront to follow a lowly boyar. Due to the political unrest, strained resources, and factions against his rule, he was not able to accomplish much during his short reign, which only lasted until 1605.

Tsar Boris Godunov: His short-lived reign was beset by famine and resistance from the boyars.

While Godunov was attempting to keep the country stitched together, a devastating famine swept across Russian from 1601 to 1603. Most likely caused by a volcanic eruption in Peru in 1600, the temperatures stayed well below normal during the summer months and often went below freezing at night. Crops failed and about two million Russians, a third of the population, perished during this famine. This famine also caused people to flock to Moscow for food supplies, straining the capital both socially and financially.

2.3.3 – Dynastic Uncertainty and False Dmitris

The troubles did not cease after the famine subsided. In fact, 1603 brought about new political and dynastic struggles. Feodor Ivanovich’s younger brother was reportedly stabbed to death before the Tsar’s death, but somepeople still believed he had fled and was alive. The first of the nicknamed False Dmitris appeared in the Polish-Lithuanian Commonwealth in 1603 claiming he was the lost young brother of Ivan the Terrible. Polish forces saw this pretender’s appearance as an opportunity to regain land and influence in Russia and the some 4,000 troops comprised of Russian exiles, Lithuanians, and Cossacks crossed the border and began what is known as the Dymitriad wars.

Vasili IV of Russia: He was the last member of the Rurikid Dynasty to rule in Moscow between 1606 and 1610.

False Dmitri was supported by enough Polish and Russian rebels hoping for a rich reward that he was married to Marina Mniszech and ascended to the throne in Moscow at Boris Godunov’s death in 1605. Within a year Vasily Shuisky (a Rurikid prince) staged an uprising against False Dmitri, murdered him, and seized control of power in Moscow for himself. He ruled between 1606 and 1610 and was known as Vasili IV. However, the boyars and mercenaries were still displeased with this new ruler. At the same time as Shuisky’s ascent, a new False Dmitri appeared on the scene with the backing of the Polish-Lithuanian magnates.

2.3.4 – An Empty Throne and Wars

Shuisky retained power long enough to make a treaty with Sweden, which spurred a worried Poland into officially beginning the Polish-Muscovite War that lasted from 1605 to 1618. The struggle over who would gain control of Moscow became entangled and complex once Poland became an acting participant. Shuisky was still on the throne, both the second False Dmitri and the son of the Polish king, Władysław, were attempting to take control.

None of the three pretenders succeeded, however, when the Polish king himself, Sigismund III, decided he would take the seat in Moscow.

Russia was stretched to its limit by 1611. Within the five years after Boris Godunov’s death powers had shifted considerably:

  • The boyars quarreled amongst themselves over who should rule Moscow while the throne remained empty.
  • Russian Orthodoxy was imperiled and many Orthodox religious leaders were imprisoned.
  • Catholic Polish forces occupied the Kremlin in Moscow and Smolensk.
  • Swedish forces had taken over Novgorod in retaliation to Polish forces attempting to ally with Russia.
  • Tatar raids continued in the south leaving many people dead and stretched for resources.

2.3.5 – The End of Troubles

Two strong leaders arose out of the chaos of the first decade of the 17th century to combat the Polish invasion and settle the dynastic dispute. The powerful Novgordian merchant Kuzma Minin along with the Rurikid Prince Dmitry Pozharsky rallied enough forces to push back the Polish forces in Russia. The new Russian rebellion first pushed Polish forces back to the Kremlin, and between November 3rd and 6th (New Style) Prince Pozharsky had forced the garrison to surrender in Moscow. November 4 is known as National Unity Day, however it fell out of favor during Communism, only to be reinstated in 2005.

The dynastic wars finally came to an end when the Grand National Assembly elected Michael Romanov, the son of the metropolitan Philaret, to the throne in 1613. The new Romanov Tsar, Michael I, quickly had the second False Dmitri’s son and wife killed, to stifle further uprisings.

Michael I: The first Romanov Tsar to be crowned in 1613.

Despite the end to internal unrest, the wars with Sweden and Poland would last until 1618 and 1619 respectively, when peace treaties were finally enacted. These treaties forced Russia to cede some lands, but the dynastic resolution and the ousting of foreign powers unified most people in Russia behind the new Romanov Tsar and started a new era.

2.4 – The Romanovs

The Romanov Dynasty was officially founded at the coronation of Michael I in 1613. It was the second royal dynasty in Russia after the Rurikid princes of the Middle Ages. The Romanov name stayed in power until the abdication of Tsar Nicholas II in 1917.

2.4.1 – The House of Romanov

The House of Romanov was the second major royal dynasty in Russia, and arose after the Rurikid Dynasty. It was founded in 1613 with the coronation of Michael I and ended in 1917 with the abdication of Tsar Nicholas II. However, the direct male blood line of the Romanov Dynasty ended when Elizabeth of Russia died in 1762, and Peter III, followed by Catherine the Great, were placed in power, both German-born royalty.

2.4.2 – Roots of the Romanovs

The earliest common ancestor for the Romanov clan goes back to Andrei Kobyla. Sources say he was a boyar under the leadership of the Rurikid prince Semyon I of Moscow in 1347. This figure remains somewhat mysterious with some sources claiming he was the high-born son of a Rus’ prince. Others point to the name Kobyla, which means horse, suggesting he was descended from the Master of Horsein the royal household.

Whatever the real origins of this patriarch-like figure, his descendants split into about a dozen different branches over the next couple of centuries. One such descendent, Roman Yurievich Zakharyin-Yuriev, gave the Romanov Dynasty its name. Grandchildren of this patriarch changed their name to Romanov and it remained there until they rose to power.

2.4.3 – Michael I

The Romanov Dynasty proper was founded after the Time of Troubles, an era between 1598 and 1613, which included a dynastic struggle, wars with Sweden and Poland, and severe famine. Tsar Boris Godunov’s rule, which lasted until 1605, saw the Romanov families exiled to the Urals and other remote areas. Michael I’s father was forced to take monastic vows and adopt the name Philaret. Two impostors attempting to gain the throne in Moscow attempted to leverage Romanov power after Godunov died in 1605. And by 1613, the Romanov family had again become a popular name in the running for power.

Patriarch Philaret’s son, Michael I, was voted into power by the zemsky sober in July 1613, ending a long dynastic dispute. He unified the boyars and satisfied the Moscow royalty as the son of Feodor Nikitich Romanov (now Patriarch Philaret) and the nephew of the Rurikid Tsar Feodor I. He was only sixteen at his coronation, and both he and his mother were afraid of his future in such a difficult political position.

Representation of a young Michael I: He rose to power in Moscow when he was just sixteen and went on to become an influential leader in Russian history.

Michael I reinstated order in Moscow over his first years in power and also developed two major government offices, the Posolsky Prikaz (Foreign Office) and the Razryadny Prikaz (Duma chancellory, or provincial administration office). These two offices remained essential to Russian order for a many decades.

2.4.4 – Alexis I

Michael I ruled until his death in 1645 and his son, Alexis, took over the throne at the age of sixteen, just like his father. His reign would last over 30 years and ended at his death in 1676. His reign was marked by riots in cities such Pskov and Novgorod, as well as continued wars with Sweden and Poland.

Alexis I of Russian in the 1670s: His policies toward the Church and peasant uprisings created new legal codes and traditions that lasted well into the 19th century.

However, Alexis I established a new legal code called Subornoye Ulozheniye, which created a serf class, made hereditary class unchangeable, and required official state documentation to travel between towns. These codes stayed in effect well into the 19th century. Under Alexis I’s rule, the Orthodox Church also convened the Great Moscow Synod, which created new customs and traditions. This historic moment created a schism between what are termed Old Believers (those attached to the previous hierarchy and traditions of the Church) and the new Church traditions. Alexis I’s legacy paints him as a peaceful and  reflective ruler, with a propensity for progressive ideas.

2.4.5 – Dynastic Dispute and Peter the Great

At the death of Alexis I in 1676, a dynastic dispute erupted between the children of his first wife, namely Fyodor III, Sofia Alexeyevna, Ivan V, and the son of his second wife, Peter Alexeyevich (later Peter the Great). The crown was quickly passed down through the children of his first wife. Fyodor III died from illness after ruling for only six years. Between 1682 and 1689 power was contested between Sofia Alexeyevna, Ivan V, and Peter. Sofia served as regent from 1682 to 1689. She actively opposed Peter’s claim to the throne in favor of her own brother, Ivan. However, Ivan V and Peter shared the throne until Ivan’s death in 1696.

This portrait was a gift to the King of England and displays a western style that was rarely scene in royal portraits before this time. He is not wearing a beard or the traditional caps and robes that marked Russian nobility before his rule.

Peter went on to rule over Russia, and even style himself Emperor of all Russia in 1721, and ruled until his death in 1725. He built a new capital in St. Petersburg, where he built a navy and attempted to wrest control of the Baltic Sea. He is also remembered for bringing western culture and Enlightenment ideas to Russia, as well as limiting the control of the Church.


Originally published by Lumen Learning – Boundless World History under a Creative Commons Attribution-ShareAlike 3.0 Unported license.

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