Elegant Company Dancing, by Thomas Rowlandson / Yale Center for British Art via Wikimedia Commons
Edited by Matthew A. McIntosh / 03.02.2018
1 – Types of Social Groups
1.1 – The Nature of Groups
Social Identity Approach: The explanatory profiles of social identity and self-categorization theories.
In the social sciences, a social group is two or more humans who interact with one another, share similar characteristics, and have a collective sense of unity. This is a very broad definition, as it includes groups of all sizes, from dyads to whole societies. A society can be viewed as a large group, though most social groups are considerably smaller. Society can also be viewed as people who interact with one another, sharing similarities pertaining to culture and territorial boundaries.
A social group exhibits some degree of social cohesion and is more than a simple collection or aggregate of individuals, such as people waiting at a bus stop or people waiting in a line. Characteristics shared by members of a group may include interests, values, representations, ethnic or social background, and kinship ties. One way of determining if a collection of people can be considered a group is if individuals who belong to that collection use the self-referent pronoun “we;” using “we” to refer to a collection of people often implies that the collection thinks of itself as a group. Examples of groups include: families, companies, circles of friends, clubs, local chapters of fraternities and sororities, and local religious congregations.
Law Enforcement Officials: A law enforcement official is a social category, not a group. However, law enforcement officials who all work in the same station and regularly meet to plan their day and work together would be considered part of a group.
Renowned social psychologist Muzafer Sherif formulated a technical definition of a social group. It is a social unit consisting of a number of individuals interacting with each other with respect to:
- common motives and goals;
- an accepted division of labor;
- established status relationships;
- accepted norms and values with reference to matters relevant to the group; and
- the development of accepted sanctions, such as raise and punishment, when norms were respected or violated.
Explicitly contrasted with a social cohesion-based definition for social groups is the social identity perspective, which draws on insights made in social identity theory. The social identity approach posits that the necessary and sufficient conditions for the formation of social groups is “awareness of a common category membership” and that a social group can be “usefully conceptualized as a number of individuals who have internalized the same social category membership as a component of their self concept. ” Stated otherwise, while the social cohesion approach expects group members to ask “who am I attracted to? ” the social identity perspective expects group members to simply ask “who am I? ”
1.2 – Primary Groups
1.2.1 – Introduction
Sociologists distinguish between two types of groups based upon their characteristics. A primary group is typically a small social group whose members share close, personal, enduring relationships. These groups are marked by concern for one another, shared activities and culture, and long periods of time spent together. The goal of primary groups is actually the relationships themselves rather than achieving some other purpose. Families and close friends are examples of primary groups.
1.2.2 – Charles Cooley
Charles Cooley: The concept of the primary group was introduced by Charles Cooley, a sociologist from the Chicago School of sociology, in his book, “Social Organization: A Study of the Larger Mind” (1909).
The concept of the primary group was introduced by Charles Cooley, a sociologist from the Chicago School of sociology, in his book Social Organization: A Study of the Larger Mind (1909). Primary groups play an important role in the development of personal identity. Cooley argued that the impact of the primary group is so great that individuals cling to primary ideals in more complex associations and even create new primary groupings within formal organizations. To that extent, he viewed society as a constant experiment in enlarging social experience and in coordinating variety. He, therefore, analyzed the operation of such complex social forms as formal institutions and social class systems and the subtle controls of public opinion.
1.2.3 – Functions of Primary Groups
Families as Social Groups: This family from the 1970s would be an example of a primary group.
A primary group is a group in which one exchanges implicit items, such as love, caring, concern, support, etc. Examples of these would be family groups, love relationships, crisis support groups, and church groups. Relationships formed in primary groups are often long lasting and goals in themselves. They also are often psychologically comforting to the individuals involved and provide a source of support and encouragement.
1.3 – Secondary Groups
1.3.1 – Introduction
Unlike first groups, secondary groups are large groups whose relationships are impersonal and goal oriented. People in a secondary group interact on a less personal level than in a primary group, and their relationships are generally temporary rather than long lasting. Some secondary groups may last for many years, though most are short term. Such groups also begin and end with very little significance in the lives of the people involved.
Secondary relationships involve weak emotional ties and little personal knowledge of one another. In contrast to primary groups, secondary groups don’t have the goal of maintaining and developing the relationships themselves.
1.3.2 – Charles Cooley
The distinction between primary and secondary groups was originally proposed by Charles Cooley. He labeled groups as “primary” because people often experience such groups early in their life and such groups play an important role in the development of personal identity. Secondary groups generally develop later in life and are much less likely to be influential on one’s identity.
1.3.3 – Functions
[LEFT]: Classmates as Secondary Groups: A class of students is generally considered a secondary group.
[RIGHT]: Doctors as Secondary Groups: The doctor-patient relationship is another example of secondary groups.
Since secondary groups are established to perform functions, people’s roles are more interchangeable. A secondary group is one you have chosen to be a part of. They are based on interests and activities. They are where many people can meet close friends or people they would just call acquaintances. Secondary groups are also groups in which one exchanges explicit commodities, such as labor for wages, services for payments, etc. Examples of these would be employment, vendor-to-client relationships, a doctor, a mechanic, an accountant, and such. A university class, an athletic team, and workers in an office all likely form secondary groups. Primary groups can form within secondary groups as relationships become more personal and close.
1.4 – In-Groups and Out-Groups
In sociology and social psychology, in-groups and out-groups are social groups to which an individual feels as though he or she belongs as a member, or towards which they feel contempt, opposition, or a desire to compete, respectively. People tend to hold positive attitudes towards members of their own groups, a phenomenon known as in-group bias. The term originates from social identity theory which grew out of the work of social psychologists Henri Tajfel and John Turner.
Henri Tajfel: The in-group and out-group concepts originate from social identity theory, which grew out of the work of social psychologists Henri Tajfel and John Turner.
In-group favoritism refers to a preference and affinity for one’s in-group over the out-group or anyone viewed as outside the in-group. This can be expressed in evaluation of others, linking, allocation of resources, and many other ways. A key notion in understanding in-group/out-group biases is determining the psychological mechanism that drives the bias. One of the key determinants of group biases is the need to improve self-esteem. That is individuals will find a reason, no matter how insignificant, to prove to themselves why their group is superior.
Intergroup aggression is any behavior intended to harm another person because he or she is a member of an out group. Intergroup aggression is a by product of in-group bias, in that if the beliefs of the in-group are challenged or if the in-group feels threatened, then they will express aggression toward the out-group. The major motive for intergroup aggression is the perception of a conflict of interest between in-group and out-group. The way the aggression is justified is through dehumanizing the out-group, because the more the out-group is dehumanized the “less they deserve the humane treatment enjoined by universal norms. ”
French Stereotypes: Prejudice is similar to stereotype in that a stereotype is a generalization about a group of people in which identical characteristics are assigned to virtually all members of the group, regardless of actual variation among the members.
The out-group homogeneity effect is one’s perception of out-group members as more similar to one another than are in-group members, e.g. “they are alike; we are diverse. ” The out-group homogeneity effect has been found using a wide variety of different social groups, from political and racial groups to age and gender groups. Perceivers tend to have impressions about the diversity or variability of group members around those central tendencies or typical attributes of those group members. Thus, out-group stereotypicality judgments are overestimated, supporting the view that out-group stereotypes are over-generalizations In an experiment testing out-group homogeneity, researchers revealed that people of other races are perceived to look more alike than members of one’s own race. When white students were shown faces of a few white and a few black individuals, they later more accurately recognized white faces they had seen and often falsely recognized black faces not seen before. The opposite results were found when subjects consisted of black individuals.
Prejudice is a hostile or negative attitude toward people in a distinct group, based solely on their membership within that group. There are three components. The first is the affective component, representing both the type of emotion linked with the attitude and the severity of the attitude. The second is a cognitive component, involving beliefs and thoughts that make up the attitude. The third is a behavioral component, relating to one’s actions – people do not just hold attitudes, they act on them as well. Prejudice primarily refers to a negative attitude about others, although one can also have a positive prejudice in favor of something. Prejudice is similar to stereotype in that a stereotype is a generalization about a group of people in which identical characteristics are assigned to virtually all members of the group, regardless of actual variation among the members.
1.5 – Reference Groups
Reference group: Reference groups provide the benchmarks and contrast needed for comparison and evaluation of group and personal characteristics.
Social comparison theory is centered on the belief that there is a drive within individuals to gain accurate self-evaluations. Individuals evaluate their own opinions and define the self by comparing themselves to others. One important concept in this theory is the reference group. A reference group refers to a group to which an individual or another group is compared. Sociologists call any group that individuals use as a standard for evaluating themselves and their own behavior a reference group.
Reference groups are used in order to evaluate and determine the nature of a given individual or other group’s characteristics and sociological attributes. It is the group to which the individual relates or aspires to relate himself or herself psychologically. Reference groups become the individual’s frame of reference and source for ordering his or her experiences, perceptions, cognition, and ideas of self. It is important for determining a person’s self-identity, attitudes, and social ties. These groups become the basis of reference in making comparisons or contrasts and in evaluating one’s appearance and performance.
Reference group: Reference groups become the individual’s frame of reference and source for ordering his or her experiences, perceptions, cognition, and ideas of self.
Robert K. Merton hypothesized that individuals compare themselves with reference groups of people who occupy the social role to which the individual aspires. Reference groups act as a frame of reference to which people always refer to evaluate their achievements, their role performance, aspirations and ambitions. A reference group can either be from a membership group or non-membership group.
An example of a reference group is a group of people who have a certain level of affluence. For example, an individual in the U.S. with an annual income of $80,000, may consider himself affluent if he compares himself to those in the middle of the income strata, who earn roughly $32,000 a year. If, however, the same person considers the relevant reference group to be those in the top 0.1% of households in the U.S., those making $1.6 million or more, then the individual’s income of $80,000 would make him or her seem rather poor.
1.6 – Social Networks
1.6.1 – Introduction
A social network is a social structure between actors, either individuals or organizations. It indicates the ways in which they are connected through various social familiarities, ranging from casual acquaintance to close familial bonds. The study of social networks is called both “social network analysis” and “social network theory. ” Research in a number of academic fields has demonstrated that social networks operate on many levels, from families up to the level of nations, and play a critical role in determining the way problems are solved, organizations are run, and the degree to which individuals succeed in achieving their goals. Sociologists are interested in social networks because of their influence on and importance for the individual. Social networks are the basic tools used by individuals to meet other people, recreate, and to find social support.
Social Network Illustration: An example of a social network diagram
Social network theory views social relationships in terms of nodes and ties. Nodes are the individual actors within the networks, and ties are the relationships between the actors. There can be many kinds of ties between the nodes. In its most simple form, a social network is a map of all of the relevant ties between the nodes being studied. The network can also be used to determine the social capital of individual actors. In sociology, social capital is the expected collective or economic benefits derived from the preferential treatment and cooperation between individuals and groups.
The rule of 150 states that the size of a genuine social network is limited to about 150 members. The rule arises from cross-cultural studies in sociology and especially anthropology of the maximum size of a village. The small world phenomenon is the hypothesis that the chain of social acquaintances required to connect one arbitrary person to another arbitrary person anywhere in the world is generally short. The concept gave rise to the famous phrase “six degrees of separation” after a 1967 small world experiment by psychologist Stanley Milgram that found that two random U.S. citizens were connected by an average of six acquaintances. Milgram also identified the concept of the familiar stranger, or an individual who is recognized from regular activities, but with whom one does not interact. Somebody who is seen daily on the train or at the gym, but with whom one does not otherwise communicate, is an example of a familiar stranger. If such individuals meet in an unfamiliar setting, for example, while travelling, they are more likely to introduce themselves than would perfect strangers, since they have a background of shared experiences.
1.6.2 – Studies
Recent research suggests that the social networks of Americans are shrinking, and more and more people have no close confidants or people with whom they can share their most intimate thoughts. In 1985, the mean network size of individuals in the United States was 2.94 people. Networks declined by almost an entire confidant by 2004, to 2.08 people. Almost half, 46.3% of Americans, say they have only one or no confidants with whom they can discuss important matters. The most frequently occurring response to the question of how many confidants one has was zero in 2004.
1.7 – Online Communities
1.7.1 – Introduction
An online community is a virtual community that exists online and whose members enable its existence through taking part in membership rituals. An online community can take the form of an information system where anyone can post content, such as a bulletin board system or one where only a restricted number of people can initiate posts, such as Weblogs. Online communities have also become a supplemental form of communication between people who know each other primarily in real life. Many means are used in social software separately or in combination, including text-based chat rooms and forums that use voice, video text, or avatars.
1.7.2 – The Development of Online Communities
The idea of a community is not a new concept. What is new, however, is transferring it over into the online world. A community was previously defined as a group from a single location. If you lived in the designated area, you became a part of that community. Interaction between community members was done primarily face-to-face and in a social setting. This definition for community no longer applies. In the online world, social interactions no longer have to be face-to-face or based on proximity. Instead, they can be with literally anyone, anywhere. There is a set of values to consider when developing an online community. Some of these values include: opportunity, education, culture, democracy, human services, equality within the economy, information, sustainability, and communication.
Cost plays a role in all aspects and stages for online communities. Fairly cheap and easily attainable technologies and programs have also influenced the increase in establishment of online communities. While payment is necessary to participate in some online communities, such as certain dating websites or for monthly game subscriptions, many other sites are free to users such as the social networks Facebook and Twitter. Because of deregulation and increased Internet access, the popularity of online communities has escalated. Online communities provide instant gratification, entertainment, and learning.
1.7.3 – Building Online Communities
Every online community has a distinct set of members who participate differently. A lurker observes the community and viewing content, but does not add to the community content or discussion. A novice engages the community, starts to provide content, and tentatively interacts in a few discussions. A regular consistently adds to the community discussion and content and interacts with other users. A leader is recognized as a veteran participant, connecting with regulars to make higher concepts and ideas. Finally, an elder leaves the community for a variety of reasons. For instance, the elder might experience a change in interests or lack the time to stay connected.
126.96.36.199 – Studies
Facebook: While payment is necessary to participate in some online communities, such as certain dating websites or for monthly game subscriptions, many other sites are free to users such as social networks Facebook and Twitter.
In 2001, consultants at McKinsey & Company did a study where they found that only 2% of transaction site customers returned after their first purchase. In contrast, 60% of new online communities users began using and visiting the sites regularly after their first experiences. Online communities have changed the game for retail firms, as they have forced them to change their business strategies.
2 – Functions of Social Groups
2.1 – Defining Boundaries
2.1.1 – Introduction
Social groups are defined by boundaries. Cultural sociologists define symbolic boundaries as “conceptual distinctions made by social actors…that separate people into groups and generate feelings of similarity and group membership. ” In-groups, or social groups to which an individual feels he or she belongs as a member, and out-groups, or groups with which an individual does not identify, would be impossible without symbolic boundaries.
2.1.2 – Permeability of Group Boundaries
The perceived permeability of group boundaries is important in determining how members define their identity. Where group boundaries are considered permeable (e.g., a group member may pass from a low status group into a high status group), individuals are more likely to engage in individual mobility strategies. That is, individuals “disassociate from the group and pursue individual goals designed to improve their personal lot rather than that of their in-group.”
Children and Marbles: Early childhood peers engaged in parallel play.
Where group boundaries are considered impermeable, and where status relations are considered reasonably stable, individuals are predicted to engage in social creativity behaviors. Here, without changing necessarily the objective resources of in the in-group or the out-group, low status in-group members are still able to increase their positive distinctiveness. This may be achieved by comparing the in-group to the out-group on some new dimension, changing the values assigned to the attributes of the group, and choosing an alternative out-group by which to compare the in-group.
2.1.3 – Defining Boundaries
One important factor in how symbolic boundaries function is how widely they are accepted as valid. Symbolic boundaries are a “necessary but insufficient” condition for social change. According to sociologists, it is “only when symbolic boundaries are widely agreed upon can they take on a constraining character… and become social boundaries. ” Thus, rituals and traditions to define boundaries are extremely influential in determining how groups interact.
Emile Durkheim was interested in this idea. He saw the symbolic boundary between the sacred and the profane as the most profound of all social facts, and the one from which lesser symbolic boundaries were derived. Rituals, whether secular or religious, were for Durkheim the means by which groups maintained their symbolic and moral boundaries. Mary Douglas has subsequently emphasized the role of symbolic boundaries in organizing experience, private and public, even in a secular society.
2.2 – Choosing Leaders
2.2.1 – Introduction
Leadership is the ability to organize a group of people to achieve a common purpose. Although the leader may or may not have any formal authority, students of leadership have produced theories involving traits, situational interaction, function, behavior, power, vision and values, charisma, and intelligence, among others. A leader is somebody who people follow, somebody who guides or directs others.
2.2.2 – Theories of Leadership
The trait theory of leadership seeks to find attributes that all leaders possess. According to researchers of leadership, all individuals can and do emerge as leaders across a variety of situations and tasks. Significant relationships exist between leadership and such individual traits as: intelligence, adjustment, extraversion, consciousness, openness to experience, and general self-efficacy.
Considering the criticisms of the trait theory outlined above, several researchers have begun to adopt a different perspective of leader individual differences–the leader attribute pattern approach. In contrast to the traditional approach, the leader attribute pattern approach is based on theorists’ arguments that the influence of individual characteristics on outcomes is best understood by considering the person as an integrated totality rather than a summation of individual variables.
Situational theory also appeared as a reaction to the trait theory of leadership. Social scientists argued that history was more than the result of intervention of great men. Herbert Spencer (1884) said that the times produce the person and not the other way around. This theory assumes that different situations call for different characteristics; according to this group of theories, no single optimal psychographic profile of a leader exists. By contrast, functional leadership theory is a particularly useful theory for addressing specific leader behaviors expected to contribute to organizational or unit effectiveness. This theory argues that the leader’s main job is to see that whatever is necessary to group needs is taken care of; thus, a leader can be said to have done their job well when they have contributed to group effectiveness and cohesion.
2.2.3 – Styles of Leaderships
[LEFT]: Nelson Mandela: Nelson Mandela, the President of South Africa from 1994 to 1999, is an example of democratic leadership.
[RIGHT]: Autocratic leadership: Benito Mussolini, a fascist dictator who ruled Italy from 1922 to 1943, is an example of autocratic leadership, where all decision-making powers were centralized on him.
Leadership style refers to a leader’s behavior. It is the result of the philosophy, personality, and experience of the leader. Under the autocratic leadership style, all decision-making powers are centralized in the leader, as with dictators. The democratic leadership style consists of the leader sharing the decision-making abilities with group members by promoting the interests of the group members and by practicing social equality. This style of leadership works well because people feel their voice is being heard, but it can result in fighting and animosity if opinions clash and decisions can not be reached. In the laissez-faire leadership style, a person may be in a leadership position without providing leadership, leaving the group to fend for itself. Subordinates are given a free hand in deciding their own policies and methods. Expressive leaders are concerned about the emotional well-being of the group and want the group to function harmoniously. Authoritarian leaders are dictator-like; they make all the decisions for the group and have the final say, regardless of other’s feelings or opinions. Finally, someone with a toxic leadership style is a person who has responsibility over a group of people or an organization, and who abuses the leader-follower relationship by leaving the group or organization in a condition that’s worse than when he/she originally found it.
2.3 – Making Decisions
2.3.1 – Introduction
Decision-making is the mental process resulting in the selection of a course of action among several alternative scenarios. Every decision-making process produces a final choice. Group decision-making is the process used when individuals are brought together in a group to solve problems. According to the idea of synergy, decisions made collectively tend to be more effective than decisions made by a single individual. However, there are situations in which the decisions made by a collection of individuals are riddled with error, or poor judgment. For example, groups high in cohesion have been noted to have a negative effect on group decision making and hence on group effectiveness.
2.3.2 – Formal Systems for Making Decisions
Consensus decision-making tries to avoid “winners” and “losers”. Consensus requires that a majority approve a given course of action, but that the minority agrees to go along with the course of action. In other words, if the minority opposes the course of action, consensus requires that the course of action be modified to remove objectionable features.
When a consensus is impossible, impractical, or undesirable, different voting systems can be used for a group to decide on an outcome. Three examples are range voting, majority voting, and plurality voting. Range voting lets each member score one or more of the available options. The option with the highest average is chosen. Majority voting requires support from more than 50% of the members of the group. Plurality voting is where the largest block in a group decides, even if it falls short of a majority.
2.3.3 – Social Settings
Consensus Decision-Making: This diagram shows how decisions are made by consensus. Consensus requires that a majority approve a given course of action, but that the minority agree to go along with the course of action.
Decision making in groups is sometimes examined separately as process and outcome. Groupthink is a psychological phenomenon that occurs within groups of people. It is the mode of thinking that happens when the desire for harmony in a decision-making group overrides a realistic appraisal of alternatives. Group members try to minimize conflict and reach a consensus decision without critical evaluation of alternative ideas or viewpoints.
Similarly, group polarization refers to the tendency for groups to make decisions that are more extreme than the initial inclination of its members. These more extreme decisions are towards greater risk if the individual’s initial tendency is to be risky and towards greater caution if individual’s initial tendency is to be cautious. In 2009, an interesting occurrence of group polarization was found in a study conducted by Luhan, Kocher, and Sutter, in which subjects played a ‘dictator game’. In this game, both individual and group decision-making was observed to see how individual preferences with respect to the allocation of money between a dictator and a recipient are transformed into a team decision. Their main finding was that team decisions were more selfish and competitive, less trusting and less altruistic than individual decisions. This study therefore offers evidence of group polarization, where the actions of individuals when in a group were more extreme than when the individual acted individually.
2.4 – Setting Goals
2.4.1 – Introduction
Setting goals involves establishing specific, measurable, achievable, realistic, and time-targeted (S.M.A.R.T. ) benchmarks for results. Work on the theory of goal-setting suggests that it’s an effective tool for making progress because participants in a group with a common goal are clearly aware of what is expected from them. On a personal level, setting goals helps people work toward their own objectives, which are most commonly financial or career-based goals.
2.4.2 – Elements of Goal-Setting
Five Great Reasons Why You Should Set Goals: Goal-setting is used in business for sustainability, progress, and continued success.
Setting goals affects outcomes in four ways: by improving choice, effort, persistence, and cognition. By choice, we mean that goals narrow attention and direct efforts to goal-relevant activities, and away from perceived undesirable and goal-irrelevant actions. Secondly, goals can lead to more effort. For example, if a person typically produces four widgets an hour, and sets the goal of producing six, he may work more intensely toward the goal. Third, through improved persistence, someone becomes more prone to work through setbacks when pursuing a goal. Finally, by cognition, we mean that goals can lead individuals to develop and change their behavior.
Goal setting and achievement: Athletes set goals during the training process. Through choice, effort, persistence, and cognition, they can prepare to compete.
The enhancement of performance through goals requires feedback. Goal setting and feedback go hand in hand, for without feedback, goal setting is unlikely to work. Providing feedback on short-term objectives helps to sustain motivation and commitment to a goal. Feedback should also be provided on the strategies followed to achieve the goals and the final outcomes achieved as well. Goal-setting may have little effect if individuals can’t see the results of their performance in relation to the goal.
2.4.3 – Studies in Goal-Setting
The first empirical studies were performed by Cecil Alec Mace in 1935. Later in the mid-1960s, Edwin A. Locke began to examine goal setting, a topic he continued to explore for thirty years. He concluded that 90% of laboratory and field studies involving specific and challenging goals led to higher performance than did easy goals or no goals at all.
2.5 – Controlling the Behaviors of Group Members
2.5.1 – Introduction
Group polarization is the phenomenon that when placed in group situations, people will make decisions and form opinions that are more extreme than when they are in individual situations. The phenomenon has shown that after participating in a discussion group, members tend to advocate more extreme positions and call for riskier courses of action than individuals who did not participate in any such discussion.
The importance of group polarization is significant as it helps explain group behavior in a variety of real-life situations. Examples of these situations include public policy, terrorism, college life, and violence. For instance, group polarization can largely be seen at political conventions that are broadcasted nation wide before a large election. Generally, a political party holds the same ideals and fundamentals. At times, however, individual members of the party may waver on where they stand on smaller subjects. During a political convention, the political party as a group is strongly united in one location and is exposed to many persuasive speakers. As a result, each individual in the political party leaves more energized and steadfast on where the party as a whole stands with regards to all subjects and behind all candidates, even if they were wavering on where they stood before hand.
2.5.2 – Groupthink
Groupthink in the Kennedy Administration: The United States Bay of Pigs Invasion, implemented by President John F. Kennedy, was one of the primary political case studies that Irving Janis used in explaining the theory of groupthink.
Groupthink is a psychological phenomenon that occurs within groups of people. It is the mode of thinking that happens when the desire for harmony in a decision-making group overrides a realistic appraisal of alternatives. Group members try to minimize conflict and reach a consensus decision without critical evaluation of alternative ideas or viewpoints. Irving Janis led the initial research on the groupthink theory. The United States Bay of Pigs Invasion was one of the primary political case studies that Janis used in explaining the theory of groupthink. The invasion plan was initiated by the Eisenhower administration, but when the Kennedy White House took over, it “uncritically accepted” the CIA’s plan. When some people attempted to present their objections to the plan, the Kennedy team as a whole ignored these objections and kept believing in the morality of their plan. Janis claimed the fiasco that ensued could have been prevented if the Kennedy administration had followed the same methods of preventing groupthink that it later followed during the Cuban Missile Crisis.
2.5.3 – Herd Behavior
Herd behavior describes how individuals in a group can act together without planned direction. The term pertains to the behavior of animals in herds, flocks and schools, and to human conduct during activities such as stock market bubbles and crashes, street demonstrations, sporting events, religious gatherings, episodes of mob violence and everyday decision-making, judgment and opinion-forming.
3 – Large Social Groups
3.1 – Formal Structure
3.1.1 – What are Formal Organizations?
The formal structure of a group or organization includes a fixed set of rules of procedures and structures, usually set out in writing, with a language of rules that ostensibly leave little discretion for interpretation. In some societies and organizations, such rules may be strictly followed; in others, they may be little more than an empty formalism.
3.1.2 – Characteristics of Formal Organization
A formal organization has its own set of distinct characteristics. These include well-defined rules and regulation, an organizational structure, and determined objectives and policies, among other characteristics.
3.1.3 – Distinction from Informal Organization
Formal rules are often adapted to subjective interests giving the practical everyday life of an organization more informality. Practical experience shows no organization is ever completely rule-bound: all real organizations represent some mix of formal and informal characteristics. When attempting to create a formal structure for an organization, it is necessary to recognize informal organization in order to create workable structures. Tended effectively, the informal organization complements the more explicit structures, plans, and processes of the formal organization. Informal organization can accelerate and enhance responses to unanticipated events, foster innovation, enable people to solve problems that require collaboration across boundaries, and create paths where the formal organization may someday need to pave a way.
3.1.4 – The Hawthorne Studies
Formal Organization: A formal organization is a fixed set of rules of intra-organization procedures and structures. As such, it is usually set out in writing, with a language of rules that ostensibly leave little discretion for interpretation.
The deviation from rulemaking on a higher level was documented for the first time in the Hawthorne studies in 1924. This deviation was referred to as informal organization. At first this discovery was ignored and dismissed as the product of avoidable errors, until these unwritten laws of were recognized to have more influence on the fate of the enterprise than those conceived on organizational charts of the executive level. Numerous empirical studies in sociological organization research followed, particularly during the Human Relations Movement—the researchers of organizational development who study the behavior of people in groups, in particular workplace groups.
3.2 – Informal Structure
3.2.1 – What is Informal Organization?
The informal organization is the interlocking social structure that governs how people work together in practice. It is the aggregate of behaviors, interactions, norms, and personal/professional connections through which work gets done and relationships are built among people. It consists of a dynamic set of personal relationships, social networks, communities of common interest, and emotional sources of motivation. The informal organization evolves organically in response to changes in the work environment, the flux of people through its porous boundaries, and the complex social dynamics of its members.
3.2.2 – Key Characteristics of Informal Organizations
The nature of the informal organization becomes more distinct when its key characteristics are juxtaposed with those of the formal organization. The informal organization is characterized by constant evolution; grass roots; being dynamic and responsive; requiring insider knowledge to be seen; treating people as individuals; being flat and fluid; being cohered by trust and reciprocity; and being difficult to pin down.
3.2.3 – Functions of Informal Organizations
Keith Davis suggests that informal groups serve at least four major functions within the formal organizational structure.
First, they perpetuate the cultural and social values that the group holds dear. Certain values are usually already commonly held among informal group members. Day-to-day interaction reinforces these values that perpetuate a particular lifestyle and preserve group unity and integrity. For example, a college management class of 50 students may contain several informal groups that constitute the informal organization within the formal structure of the class.
Second, they provide social status and satisfaction that may not be obtained from the formal organization. In a large organization, a worker may feel like an anonymous number rather than a unique individual. Members of informal groups share jokes and gripes, eat together, play and work together, and are friends—contributing to personal esteem, satisfaction, and a feeling of worth.
Third, the informal group develops a communication channel to keep its members informed about what management actions will affect them in various ways. Many astute managers use the grapevine to “informally” convey certain information about company actions and rumors.
Finally, they provide social control by influencing and regulating behavior inside and outside the group. Internal control persuades members of the group to conform to its lifestyle. For example, if a student starts to wear a coat and tie to class, informal group members may convince the student that such attire is not acceptable and therefore to return to sandals, jeans, and T-shirts.
3.2.4 – Business Approaches
Under rapid growth business approach, Starbucks, which grew from 100 employees to over 100,000 in just over a decade, provides structures to support improvisation. Under the Learning Organization model, following a four-year study of the Toyota Production System, Steven J. Spear and H. Kent Bowen concluded in Harvard Business Review that the legendary flexibility of Toyota’s operations is due to the way the scientific method is ingrained in its workers—not through formal training or manuals but through unwritten principles that govern how workers work, interact, construct, and learn.
3.3 – Gemeinschaft and Gesellschaft
Gemeinschaft” (community) and “Gesellschaft” (society) are concepts referring to two different forms of social organization.
Ferdinand Toennies: In Gemeinschaft und Gesellschaft (1887), Ferdinand Tönnies set out to develop the concepts Gemeinschaft and Gesellschaft that could be used as analytic tools for understanding why and how the social world is organized.
In Gemeinschaft und Gesellschaft (1887), Ferdinand Tönnies set out to develop concepts that could be used as analytic tools for understanding why and how the social world is organized.
Gemeinschaft, frequently translated as “community,” refers to individuals bound together by common norms, often because of shared physical space and shared beliefs. Familial ties represent the purest form of gemeinschaft, although religious institutions are also a classic example of this type of relationship. Such groupings based on feelings of togetherness and mutual bonds are maintained by members of the group who see the existence of the group as their key goal. Characteristics of these groups include slight specialization and division of labor, strong personal relationships, and relatively simple social institutions.
Gesellschaft, frequently translated as “society,” refers to associations in which self-interest is the primary justification for membership. A modern business is a good example of an association in which individuals seek to maximize their own self-interest, and in order to do so, an association to coordinate efforts is formed. The specialization of professional roles holds them together, and often formal authority is necessary to maintain structures. Characteristics of these groups include highly calculated divisions of labor, impersonal secondary relationships, and strong social institutions. Such groups are sustained by their members’ individual aims and goals.
The equilibrium in Gemeinschaft is achieved through morals, conformism, and exclusion (social control), while Gesellschaft keeps its equilibrium through police, laws, tribunals and prisons. Amish and Hassidic communities are examples of Gemeinschaft, while state municipalities are types of Gesellschaft. Rules in Gemeinschaft are implicit, while Gesellschaft has explicit rules (written laws).
Tönnies’ distinction between Gemeinschaft and Gesellschaft, like others between tradition and modernity, has been criticized for over-generalizing differences between societies, and implying that all societies were following a similar evolutionary path, which he has never proclaimed.
3.4 – Mechanical and Organic Solidarity
Mechanical and organic solidarity are concepts referring to different modes of establishing and maintaining social order and cohesion.
3.4.1 – Introduction
Social scientists have long sought to understand how and why individuals live together—especially in dense settings such as those found in urban environments. In The Division of Labor in Society, Emile Durkheim outlined two theories that attempt to explain how social order and solidarity is established and maintained. Solidarity describes connections between individuals that allow them to form a cohesive social network. Durkheim argued solidarity is significant because it is a necessary component of a functioning civilization and a necessary component of a fulfilling human life.
Durkheim described two forms of solidarity: mechanical and organic, roughly corresponding to smaller and larger societies.
3.4.2 – Mechanical Solidarity
Mechanical solidarity refers to connection, cohesion, and integration born from homogeneity, or similar work, education, religiosity, and lifestyle. Normally operating in small-scale ” traditional ” societies, mechanical solidarity often describes familial networks; it is often seen as a function of individuals being submerged in a collective consciousness. Collective consciousness is achieved when individuals begin to think and act in relatively similar ways. Though traditional small towns, familial networks, and religious congregations are often cited examples of mechanical solidarity, dispersed religious communities would also qualify if they can be said to share a collective conscience.
3.4.3 – Organic Solidarity
Organic solidarity is born from the interdependence of individuals in more advanced societies, particularly professional dependence. Although individuals perform very different roles in an organization, and they often have different values and interests, there is a cohesion that arises from the compartmentalization and specialization woven into “modern” life. For example, farmers produce the food to feed the factory workers who produce the tractors that allow the farmer to produce the food.
4 – Bureaucracy
4.1 – Bureaucracies and Formal Groups
A bureaucracy is an organization of non-elected officials of a government or organization who implements the rules, laws, and functions of their institution. A bureaucrat is a member of a bureaucracy and can comprise the administration of any organization of any size, though the term usually connotes someone within an institution of government. Bureaucrat jobs were historically often “desk jobs,” though the modern bureaucrat may be found “in the field” as well as in an office. Public administration houses the implementation of government policy and an academic discipline that studies this implementation and that prepares civil servants for this work. In the US, civil servants and academics such as Woodrow Wilson promoted American civil service reform in the 1880s, moving public administration into academia.
Bureaucratic Red Tape: Bundle of U.S. pension documents from 1906 bound in red tape.
Red tape is excessive regulation or rigid conformity to formal rules that is considered redundant or bureaucratic and hinders or prevents action or decision-making. It is usually applied to governments, corporations and other large organizations. Red tape generally includes filling out paperwork, obtaining licenses, having multiple people or committees approve a decision and various low-level rules that make conducting one’s affairs slower, more difficult, or both. Red tape can also include “filing and certification requirements, reporting, investigation, inspection and enforcement practices, and procedures”. The “cutting of red tape” is a popular electoral and policy promise. In the United States, a number of committees have discussed and debated Red Tape Reduction Acts. Across the Atlantic, the European Commission has a competition that offers an award for the “Best Idea for Red Tape Reduction”. The competition is “aimed at identifying innovative suggestions for reducing unnecessary bureaucracy stemming from European law”. In 2008, the European Commission held a conference entitled ‘Cutting Red Tape for Europe’. The goal of the conference was “reducing red tape and overbearing bureaucracy” to help “business people and entrepreneurs improve competitiveness”.
Bureaucracy – Magritte: An illustration made in homage of the original painting by René Magritte depicting the faceless men that comprise bureaucracies.
As opposed to bureaucrats carrying out “desk jobs,” street-level bureaucracy is the subset of a public agency or government institution containing the individuals who carry out and enforce the actions required by laws and public policies. Street-level bureaucracy is accompanied by the idea that these individuals vary the extents to which they enforce the rules and laws assigned to them. The concept of street-level bureaucracy was first coined by Michael Lipsky in 1980, who argued that “policy implementation in the end comes down to the people who actually implement it”. He argued that state employees such as police and social workers should be seen as part of the “policy-making community” and as exercisers of political power. Street-level bureaucrats include police officers, firefighters, and other individuals, who on a daily basis interact with regular citizens and provide the force behind the given rules and laws in their areas of expertise.
4.2 – Weber’s Model for Bureaucracy
4.2.1 – Introduction
Weber identified in bureaucracies a rational-legal authority in which legitimacy is seen as coming from a legal order.
Max Weber: Max Weber and Wilhelm Dilthey introduced verstehen—understanding behaviors—as goal of sociology.
Weberian bureaucracy was a term coined by Max Weber, a notable German sociologist, political economist, and administrative scholar, who contributed to the study of bureaucracy, administrative discourses, and literature during the mid-1800s and early 1900s. In his 1922 masterpiece, Economy and Society, Weber described many ideal types of public administration and governance. His critical study of the bureaucratization of society was one of the most enduring parts of this work. It was Weber who began the study of bureaucracy and whose works led to the popularization of this term. Many aspects of modern public administration date back to him. This is epitomized in the fact that a classic, hierarchically-organized civil service is still called a “Weberian civil service.”
Weber listed the following as preconditions for the emergence of bureaucracy: the growth in size and density of the population being administered, the growth in complexity of the administrative tasks being carried out, and the existence of a monetary economy requiring a more efficient administrative system. As a result of the development of communication and transportation technologies, like telegraphs and automobiles, a more efficient administration became not only possible but demanded by the public. Accompanying this shift was an increasing democratization and rationalization of culture. This resulted in public demands for a new administrative system that treated all humans equally. Weber’s ideal bureaucracy is characterized by the following:
- hierarchical organization
- delineated lines of authority with fixed areas of activity
- action taken on the basis of, and recorded in, written rules
- bureaucratic officials with expert training
- rules implemented by neutral officials
- and career advancement depending on technical qualifications judged by organization, not individuals
4.2.2 – Rational-Legal Authority
Kafka and Weber: This is an illustration of the fiction writer, Franz Kafka, who wrote about bureaucratic nightmares, and the sociologist, Max Weber, who studied bureaucracies.
Weber identified in bureaucracies a rational-legal authority in which legitimacy is seen as coming from a legal order. The majority of modern bureaucratic officials and political leaders represent this type of authority. However, while recognizing bureaucracy as the most efficient form of organization, and perhaps indispensable for the modern state, Weber also saw it as a threat to individual freedoms. For Weber, the implementation of bureaucracies in government was a kind of rationalization, in which traditional motivators for behavior were cast aside. Instead of utilizing traditions, emotions, or values to motivate behavior, in a bureaucracy, people used rational calculation. Regarding Western societies, Weber called this increasing rationalization an “iron cage” that trapped individuals in systems based solely on efficiency, rational calculation, and control. In his theory, the “iron cage” is the one set of rules and laws that we are all subjected to. According to Weber, the shift from old forms of mobility, like kinship, to new forms, like strict, legal rules, was a direct result of the growth of bureaucracy and capitalism.
4.3 – The “McDonaldization” of Society
4.3.1 – Introduction
The McDonaldization Theory of George Ritzer: “McDonaldization” is a term used by sociologist George Ritzer in his book The McDonaldization of Society (1993). He explains it occurs when a culture possesses the characteristics of a fast-food restaurant. McDonaldization is a reconceptualization of rationalization, or moving from traditional to rational modes of thought, and scientific management. Where Max Weber used the model of the bureaucracy to represent the direction of this changing society, Ritzer sees the fast-food restaurant as having become a more representative contemporary paradigm.
“McDonaldization” is a term used by sociologist George Ritzer in his book The McDonaldization of Society (1993). McDonaldization as described by Ritzer is a reconceptualization of rationalization, or moving from traditional to rational modes of thought, and scientific management. In sociology, rationalization refers to the replacement of traditions, values, and emotions as motivators for behavior in society with rational, calculated ones. Where Max Weber used the model of the bureaucracy to represent the direction of this changing society, Ritzer sees the fast-food restaurant as having become a more representative contemporary paradigm in contemporary societies. In Ritzer’s book, McDonald’s serves as the case model of this process in the 1990s.
George Ritzer: George Ritzer is a sociologist who studies American patterns of consumption, globalization, metatheory, and modern and postmodern social theory.
4.3.2 – Components of McDonaldization
According to Ritzer, McDonaldization is comprised of four main components: efficiency, calculability, predictability, and control. The first one, efficiency, is the optimal method for accomplishing a task. Efficiency in McDonaldization means that every aspect of the organization is geared toward the minimization of time. From a customer perspective, efficiency is achieving the fastest way to get from being hungry to being full.
The second component, calculability, refers to the quantifiable objectives of fast-food chains. McDonaldization developed the notion that quantity equals quality, and that a large amount of product delivered to the customer in a short amount of time is the same as a high quality product. This allows people to quantify how much they’re getting versus how much they’re paying. Workers in these organizations are judged by how fast they accomplish tasks instead of the quality of work they do. This relates to the idea of availability versus variety – you can get a lot of one thing, but not necessarily the thing you want. Increase in volume does not equate to increase in choice.
McDonald’s: The sign at a McDonald’s “drive-thru. ” The “over 99 billion served” statement illustrates Ritzer’s idea of calculability.
Third, predictability is the idea that no matter where a person goes, they will receive the same service and receive the same product every time they interact with the McDonaldized organization. This also applies to the workers in those organizations. Their tasks are highly repetitive, highly routine, and predictable.
Fourth, under control, employees become standardized and replaced by non-human technologies. Lastly, as part of standardization, cultural hybridization occurs. Ritzer argues that as McDonald’s enters a country, consumer patterns are unified, and starting with the food chains, local cultures are westernized.
Ritzer also outlines irrationality of rationality as a fifth aspect of McDonaldization. As Ritzer said, “Irrationality means that rational systems are unreasonable systems. By that I mean that they deny the basic humanity, the human reason, of the people who work within or are served by them. ” He further states that beyond dehumanization further irrationalities emerge; including the inefficient masses of red tape, over quantification leading to low quality work, unpredictability as employees grow unclear about what they are supposed to do, and the loss of control due to other inadequacies.
4.3.3 – Examples
Junk-journalism, defined here as inoffensive and trivial news served up in palatable portions, is an example of Mcdonaldization. Another example could be McUniversities, which features modularized curricula, delivering degrees in a fast-track pick-and-mix fashion to satisfy all tastes. The diminished quality of these products can only be disguised by extensive advertising which constantly repackages them to look new. When we look at schools and classrooms across the world, there is an ever increasing similarity between that of Western classrooms and the rest of the world. This can be considered an example of how Western culture, focused on efficiency of transfer of knowledge, has spread around the rest of the world.
4.3.4 – De-McDonaldization
As a response, the process of de-Mcdonaldization offers alternatives to this model of production and organization. Many corporations have been making an effort to deny the kind of rationalization similar to what Ritzer calls McDonaldization. Protests have also been arising in nation-states to protect localized economies and traditional values.
5 – Group Dynamics
5.1 – Effect of Group Size on Stability and Intimacy
5.1.1 – Introduction
Since it is easier for fewer people to agree on goals and to coordinate their work, smaller groups are more cohesive than larger groups.
A group is said to be in a state of cohesion when its members possess bonds linking them to one another and to the group as a whole. According to Festinger, Schachter, and Back (1950), group cohesion develops from a field of binding social forces that act on members to stay in the group. Groups that possess strong unifying forces typically stick together over time, whereas groups that lack such bonds between members usually disintegrate.
5.1.2 – The Role of Group Size
Since it is easier for fewer people to agree on goals and to coordinate their work, smaller groups are often more cohesive than larger groups. Group cohesiveness may suffer, though, if the group lacks enough members to perform its tasks well.
An intimate community is one in which some members recognize and are recognized by all of the others, and most of the members recognize and are recognized by many of the others. This is in contrast to (usually larger) communities where members are known and interact mostly within their own subgroup, such as a neighborhood, department, or occupation. The contrast between the two types is illustrated by comparing hamlet with town, military company with battalion, parish church with diocese, or a country school with a huge urban one.
5.1.3 – The Limits of Group Size
Dunbar’s Number: Dr. Robin Dunbar explains the concept of Dunbar’s number.
Intimate communities seldom have more than about 150 members, a number derived from the “Dunbar’s Number” concept. This is the suggested cognitive limit to the number of people with whom one can maintain stable social relationships. These are relationships in which an individual knows who each person is, and how each person relates to every other person. While no precise value has been unanimously agreed upon, it has been proposed to lie between 100 and 230, with a commonly used value of 150. The concept is based on studies of social animals, which have shown a correlation between the typical frontal brain capacity the members of a species has and the maximum size of the groups in which they live. Like animals, the number of relationships the human brain can handle is large but not unlimited.
Diagram of a Network: Individuals in groups are connected to each other by social relationships.
5.2 – Effects of Group Size on Attitude and Behavior
5.2.1 – Introduction
In the social sciences a social group is defined as two or more humans who interact with one another, share similar characteristics and collectively have a sense of unity. Social groups come in a myriad of sizes and varieties. Groups can also be categorized in various ways, one of which is according to the number of people present within the group. This makes sense if the size of the group has consequences for the way group members relate with each other.
Individual behavior deviates substantially in a group setting; therefore, it is difficult to determine group behavior by looking solely at the individuals that comprise the group. Group attitudes and behavior depend upon several variables: size, structure, the purpose that the group serves, group development and various influences upon a group. Group dynamics refers to a system of behaviors and psychological processes occurring within a social group or between social groups. Individual behavior has been shown to be influenced by the presence of others. For example, an individual’s performance at work or the individual’s decision-making processes (as in the term “groupthink”).
5.2.2 – Effects of Group Size
Size (the number of people involved) is an important characteristic of groups, organizations and communities in which social behavior occurs.
Crowds and Large Groups: This large group may share some traits (such as enjoyment of the concert that the crowd just witnessed), but likely vary in many other traits. Large groups introduce diversity of attitudes and behaviors.
Dyads and triads are the smallest social groups. Social interaction in a dyad is typically more intense than in larger groups because neither member shares the other’s attention with anyone else. A triad is more stable than a dyad because one member can act as a mediator should the relationship between the other two become strained.
As an organization or community grows in size it is apt to experience tipping points where the way it operates needs to change. The complexity of large groupings is partly because they are made up of interrelated subgroups. As the size of a group increases, the need for more organization or leadership also often becomes more obvious.
Studying Group Attitudes and Behaviors: Sociologists study interactions within groups, and between both groups and individuals.
German sociologist Georg Simmel argued that as the group becomes greater, the individual becomes separated and grows more alone, isolated and segmented. Simmel’s view was somewhat ambiguous with respect to group size. On one hand, he believed that the bigger the group the better for the individual. In a larger group it would be harder to exert control on an individual, but there is a possibility of the individual becoming distant and impersonal.
5.3 – The Asch Experiment: The Power of Peer Pressure
5.3.1 – Introduction
The Asch conformity experiments were a series of studies conducted in the 1950s that demonstrated the power of conformity in groups.
Conducted by social psychologist Solomon Asch of Swarthmore College, the Asch conformity experiments were a series of studies published in the 1950s that demonstrated the power of conformity in groups. They are also known as the Asch paradigm. In the experiment, students were asked to participate in a group “vision test. ” In reality, all but one of the participants were working for Asch (i.e. confederates), and the study was really about how the remaining student would react to their behavior.
5.3.2 – Method
The original experiment was conducted with 123 male participants. Each participant was put into a group with five to seven confederates. The participants were shown a card with a line on it (the reference line), followed by another card with three lines on it labeled a, b, and c. The participants were then asked to say out loud which of the three lines matched in length the reference line, as well as other responses such as the length of the reference line to an everyday object, which lines were the same length, and so on.
Each line question was called a “trial. ” The “real” participant answered last or next to last. For the first two trials, the subject would feel at ease in the experiment, as he and the other “participants” gave the obvious, correct answer. On the third trial, all the confederates would start giving the same wrong answer. There were 18 trials in total and the confederates answered incorrectly for 12 of them. These 12 were known as the “critical trials. ”
The aim was to see whether the real participants would conform to the wrong answers of the confederates and change their answer to respond in the same way, despite it being the wrong answer.
5.3.3 – Results
Dr. Asch thought that the majority of people would not conform to something obviously wrong, but the results showed that only 24% of the participants did not conform on any trial. Seventy five percent conformed at least once, 5% conformed every time, and when surrounded by individuals all voicing an incorrect answer, participants provided incorrect responses on a high proportion of the questions (32%). Overall, there was a 37% conformity rate by subjects averaged across all critical trials. In a control group, with no pressure to conform to an erroneous answer, only one subject out of 35 ever gave an incorrect answer.
5.3.4 – Study Variations
Variations of the basic paradigm tested how many cohorts were necessary to induce conformity, examining the influence of just one cohort and as many as fifteen. Results indicated that one cohort has virtually no influence and two cohorts have only a small influence. When three or more cohorts are present, the tendency to conform increases only modestly. The maximum effect occurs with four cohorts. Adding additional cohorts does not produce a stronger effect.
In terms of gender, males show around half the effect of females (tested in same-sex groups). Conformity is also higher among members of an in-group.
The unanimity of the confederates has also been varied. When the confederates are not unanimous in their judgment, even if only one confederate voices a different opinion, participants are much more likely to resist the urge to conform (only 5% to 10% conform) than when the confederates all agree. This result holds whether or not the dissenting confederate gives the correct answer. As long as the dissenting confederate gives an answer that is different from the majority, participants are more likely to give the correct answer.
This finding illuminates the power that even a small dissenting minority can have upon a larger group. This demonstrates the importance of privacy in answering important and life-changing questions, so that people do not feel pressured to conform. For example, anonymous surveys can allow people to fully express how they feel about a particular subject without fear of retribution or retaliation from others in the group or the larger society. Having a witness or ally (someone who agrees with the point of view) also makes it less likely that conformity will occur.
5.3.5 – Interpretations
Asch Experiment: One of the pairs of cards used in the experiment. The card on the left has the reference line and the one on the right shows the three comparison lines.
Asch suggested that this reflected poorly on factors such as education, which he thought must over-train conformity. Other researchers have argued that it is rational to use other people’s judgments as evidence. Others have suggested that the high conformity rate was due to social norms regarding politeness, which is consistent with subjects’ own claims that they did not actually believe the others’ judgments and were indeed merely conforming.
5.4 – The Milgram Experiment: The Power of Authority
The Milgram experiment found that most people are willing to obey authority figures over their personal objections.
5.4.1 – Introduction
The Milgram experiment—based on obedience to authority figures—was a series of notable social psychology experiments conducted by Yale University psychologist Stanley Milgram in the 1960s. It measured the willingness of study participants to obey an authority figure who instructed them to perform acts that conflicted with their personal conscience.
Milgram devised his psychological study to answer the question of whether the millions participating in the Holocaust actually consciously shared the intent of its genocidal goals. Milgram’s experiments suggested that the millions of accomplices were merely following orders, despite violating their moral beliefs.
The Milgram Experiment was also quite controversial, and considered by many scientists to be unethical and physically or psychologically abusive, motivating more thorough review boards and committee reviews for research with human subjects.
5.4.2 – The Experiment
The Milgram Experiment Setup: The experimenter (E) orders the teacher (T), the subject of the experiment, to give what the latter believes are painful electric shocks to a learner (L), who is actually an actor and confederate. The subject believes that for each wrong answer, the learner was receiving actual electric shocks, though in reality there were no such punishments. Being separated from the subject, the confederate set up a tape recorder integrated with the electro-shock generator, which played pre-recorded sounds for each shock level.
The volunteer subject used a list of word pairs to play the role of “teacher” with another participant, the “learner”. In reality, the learner was a confederate working for the experimenter and only acting as a participant. The naïve participants drew slips of paper to determine their roles, but unknown to them, both slips said “teacher,” and the confederate always claimed to have the slip that read “learner. ” At this point, the “teacher” and “learner” were separated into different rooms where they could communicate but not see each other.
The teacher began by reading the list of word pairs to the learner. They would read the first word of each pair and four possible answers. The learner would press a button to indicate his response. If the answer was incorrect, the teacher was instructed administer an electric shock to the learner, with the voltage increasing in 15-volt increments for each wrong answer. If correct, the teacher would read the next word pair.
The teacher was given an electric shock from the electro-shock generator as a sample of the shock that the “learner” would supposedly receive during the experiment. The subjects believed that for each wrong answer, the learner was receiving actual shocks. In reality, there were no shocks. After the confederate was separated from the subject, the confederate set up a tape recorder integrated with the electro-shock generator, which played pre-recorded sounds for each shock level.
In one version of the experiment, the confederate told the participant that he had a heart condition. After a number of voltage level increases, the confederate started to bang on the wall that separated them from the participant. After several times banging on the wall and complaining about their heart condition, all responses by the learner would cease.
At this point, many people indicated their desire to stop the experiment and check on the learner. Some test subjects paused at 135 volts and began to question the purpose of the experiment. Most continued after being assured that they would not be held responsible.
If at any time the subject indicated his desire to halt the experiment, he was given a succession of verbal prods by the experimenter, in this order:
- Please continue.
- The experiment requires that you continue.
- It is absolutely essential that you continue.
- You have no other choice, you must go on.
If the subject still wished to stop after all four successive verbal prods, the experiment was halted. Otherwise, it was halted after the subject had given the maximum 450-volt shock three times in succession.
5.4.3 – Results
Before conducting the experiment, Milgram polled fourteen Yale University senior-year psychology majors to predict the behavior of 100 hypothetical teachers. All of the poll respondents believed that only a very small fraction of teachers would be prepared to inflict the maximum voltage.
In Milgram’s first set of experiments, 65 percent (26 of 40) of experiment participants administered the experiment’s final massive 450-volt shock, though many were very uncomfortable doing so. At some point, every participant paused and questioned the experiment, some saying they would refund the money they were paid for participating in the experiment.
5.4.4 – Interpretations
Milgram Experiment Advertisement: Image of the original advertisement posted to solicit study participants for the Milgram experiment.
Professor Milgram elaborated two theories explaining his results:
- The first is the theory of conformism, based on the Solomon Asch conformity experiments, describing the fundamental relationship between the group of reference and the individual person. It states that a subject who has neither ability nor expertise to make decisions, especially in a crisis, will leave decision making to the group and its hierarchy.
- The second is the agentic state theory, where, according to Milgram, “the essence of obedience consists in the fact that a person comes to view themselves as the instrument for carrying out another person’s wishes, and they therefore no longer see themselves as responsible for their actions…”
5.5 – Groupthink
In groupthink, each member of the group attempts to conform his or her opinions to what he or she believes is the consensus of the group.
5.5.1 – Introduction
In a groupthink situation, each member of the group attempts to conform his or her opinions to what they believe to be the consensus of the group. While this may seem like a rational approach to decision making, it can result in the group ultimately agreeing upon an action that each member individually might consider to be unwise.
Janis originally defined the term as “a mode of thinking that people engage in when they are deeply involved in a cohesive in-group, when the members’ strivings for unanimity override their motivation to realistically appraise alternative courses of action. ” The word “groupthink” was intended to be reminiscent of George Orwell’s coinages in his novel, 1984, from the fictional language Newspeak, such as “doublethink” and “duckspeak. ”
Groupthink tends to occur on committees and in large organizations, and Janis originally studied the groupthink phenomena in historical cases, such as the Pearl Harbor bombing, the Vietnam War, and the Bay of Pigs Invasion.
5.5.2 – Managing Groupthink
Schematic of the Groupthink Model: A schematic of the groupthink model based on Irving Janis’s research
Management consultants often recommend putting in place a variety of mechamisms to minimize groupthink. One common method is to place responsibility and authority for a decision in the hands of a single person who can turn to others for advice. Another mechanism is to pre-select an individual to take the role of disagreeing with any suggestion presented. This makes other individuals more likely to present their own ideas and point out flaws in others and reduces the stigma associated with being the first to take negative stances.
Anonymous feedback via a suggestion box or online chat has also been found to be a useful remedy for groupthink. Negative or dissenting views of proposals can be raised without any individual being identifiable by others as having lodged a critique. In this way, group solidarity is preserved, as all members have plausible deniability that they raised a dissenting point.
6 – Social Structure in the Global Perspective
6.1 – Durkheim’s Mechanical and Organic Solidarity
6.1.1 – Overview
Mechanical solidarity is found in less structurally complex societies while organic solidarity emerges in industrialized societies.
As part of his theory of the development of societies in, The Division of Labour in Society (1893), sociologist Emile Durkheim characterized two categories of societal solidarity: organic and mechanical.
6.1.2 – Mechanical and Organic Solidarity
Émile Durkheim: Durkheim formally established the academic discipline and, with Karl Marx and Max Weber, is commonly cited as the principal architect of modern social science and father of sociology.
In a society exhibiting mechanical solidarity, its cohesion and integration comes from the homogeneity of individuals. People feel connected through similar work, educational and religious training, and lifestyle. Mechanical solidarity normally operates in “traditional” and small-scale societies, and it is usually based on kinship ties of familial networks.
Organic solidarity is social cohesion based upon the dependence individuals have on each other in more advanced societies. It comes from the interdependence that arises from specialization of work and the complementarities between people—a development that occurs in “modern” and “industrial” societies. Although individuals perform different tasks and often have different values and interest, the order and very solidarity of society depends on their reliance on each other to perform their specified tasks. “Organic” refers to the interdependence of the component parts. Thus, social solidarity is maintained in more complex societies through the interdependence of its component parts (e.g., farmers produce the food to feed the factory workers who produce the tractors that allow the farmer to produce the food). As a simple example, farmers produce food to feed factory workers who produce tractors that, in the end, allow the farmer to produce more food.
The two types of solidarity can be distinguished by formal and demographic features, type of norms in existence, and the intensity and content of the conscience collective.
6.2 – Gemeinschaft and Gesellschaft
Introduced by German sociologist Ferdinand Tönnies, Gemeinschaft and Gesellschaft are two conceptual models for types of human association.
6.2.1 – Gemeinschaft
Gemeinschaft (“community”) is an association in which individuals are mainly oriented to the will of the larger group, generally more than their own self-interest. Their activities are regulated by common mores or beliefs about the appropriate behavior and responsibilities of members of the association. These associations are marked by what Tönnies called “unity of will. ” He saw the family as the most perfect expression of Gemeinschaft; however, he also expected that Gemeinschaft could be based on shared place and shared belief as well as kinship, and included globally dispersed religious communities as possible examples of Gemeinschaft.
Gemeinschaft community involves ascribed status, meaning a fixed status given by birth. For example, an individual born from farmers will come to occupy their parents’ role until death. Gemeinschaften (“communities”) are broadly characterized by a moderate division of labor, strong personal relationships, strong families, and relatively simple social institutions. In such societies, there is less of a need to enforce social control externally due to a collective sense of loyalty individuals feel for society.
6.2.2 – Gesellschaft
Ferdinand Tönnies: Ferdinand Tönnies’ bust in Husum, Germany.
In contrast, Gesellschaft (“society”) describes associations in which the larger association never takes precedence over the individual’s self interest, and these associations lack the same level of shared social mores. Gesellschaft is maintained through individuals acting on their own self-interest. A modern business is a good example of Gesellschaft: the workers, managers, and owners may have very little in terms of shared orientations or beliefs, or they may not care deeply for the product they are making, but it is in all their self interest to come to work to make money, and, therefore, the business continues.
Gesellschaft society involves achieved status, or a status reached by education and professional advancement. Unlike Gemeinschaften (“communities”), Gesellschaften (“societies”) emphasize secondary relationships rather than familial or community ties, and there is generally less individual loyalty to the larger community. Social cohesion in Gesellschaften typically derives from a more elaborate division of labor. Such societies are, therefore, potentially more susceptible to class conflict, as well as racial and ethnic conflicts.
As all conceptual models, these categories can be challenged by social change. For instance, during the social upheavals of the Reconstruction era in the United States, former slaves, whose kinship ties were forcibly disrupted under slavery, forged new communities that shared aspects of both Gemeinschaft and Gesellschaft. A current example of a Gemeinschaft community would be the Amish, whereas the United States would be considered a Gesellschaft society.
6.3 – Lenski’s Sociological Evolution Approach
6.3.1 – Introduction
Lenski’s sociological evolution approach views technological progress as the most basic factor in the evolution of societies and cultures.
Sociocultural evolution is an umbrella term for theories of cultural evolution and social evolution, describing how cultures and societies have changed over time. Most nineteenth century and some twentieth century approaches aimed to provide models for the evolution of humankind as a whole, argue that different societies are at different stages of social development. Gerhard Lenski is an American sociologist known for contributions to the sociology of religion, social inequality, and ecological-evolutionary social theory.
6.3.2 – Technological Progress
Agriculture: A tractor ploughing an alfalfa field circa 1921.
In his books, Power and Privilege and Human Societies: An Introduction to Macrosociology, Lenski expands on the works of Leslie White and Lewis Henry Morgan. He views technological progress as the most basic factor in the evolution of societies and cultures. Unlike White, who defined technology as the ability to create and utilize energy, Lenski focuses on information, its amount and its uses.
6.3.3 – Four Stages of Human Development
Lenski claims that members of a society are united by a shared culture, although cultural patterns become more diverse as a society gains more complex technology and information. The more information and knowledge a given society has, especially where it allows humans to shape their environment, the more advanced it is. He distinguishes four stages of human development, based on advances in the history of communication.
In the first stage, information is passed by genes. In the second state, with the development of agriculture, humans are able to pass information through individual experience. In the third, humans begin to use signs and develop logic. In the fourth, they create symbols, and develop language and writing. Advances in the technology of communication translate into advances in a society’s economic system and political system, distribution of goods, social inequality and other spheres of social life.
6.3.4 – Population and Production
The relationship between population and production is central to Lenski’s thought. Human reproductive capacity exceeds the available resources in the environment. Thus, Lenski concludes, human populations are limited by their capability of food production. According to Lenski, human capacity for population growth has been a “profoundly destabilizing force throughout human history and may well be the ultimate source of most social and cultural change.” It is the relationships among population, production, and environment that drive sociocultural evolution.
Originally published by Lumen Learning – Boundless Sociology under a Creative Commons Attribution-ShareAlike 3.0 Unported license.